THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
Supports PDF, DOC, DOCX, TXT, XLS, WPD, HTM, HTML files up to 5 MB
Job Information Humana IT Exception Management Professional 2 in Cincinnati Ohio Description Are you a fit? Do you have a passion for being able to impact and influence the direction of ..
Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..
Communicate regulatory changes and trends with the ... the current and proposed financial regulatory environment (SEC, FINRA, DOL/ERISA, CFTC) ... regulations Experience with financial industry regulatory requirements, forms & systems..