Vendor Compliance Officer Jobs in Connecticut

... building from current risk and compliance models to get ready for ... know youll stay ahead of compliance issues. The work: Assess risk ... working in risk and regulatory..

Salary: Compliance Officer opportunity, reporting to the CCO, ... amendments, accounting services agreements and vendor agreements, along with associated due ... include other investment management regulatory compliance duties, i.e., review..

... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s lead compliance officer in key areas, including the ... Rules, Best Execution,..