Tpa And Regulatory Compliance Officer Jobs in Connecticut

Job Description The Deputy of Compliance Technology position requires knowledge and skills regarding non-financial regulatory reporting obligations of brokers and futures commission merchants. This person ... systems to comply with..

... is looking for a motivated and talented compliance officer who is familiar with securities ... who is familiar with securities and commodities regulatory issues and has appropriate experience at..

... is looking for a motivated and talented compliance officer who is familiar with securities ... who is familiar with securities and commodities regulatory issues and has appropriate experience at..

... brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be..

... access electronic broker serving professional and frequent traders, institutional investors, financial ... traders, institutional investors, financial advisors, and introducing brokers. Our clients can ... focused on using advanced technology..