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15

Securities Compliance Jobs






Job info
 
Company
GO AHEAD SOLUTIONS
Location
New York City, NY
Posted Date
Oct 28, 2016
Info Source
Employer  - Contract    90  

Business Analyst, Compliance Technology Services New York, NY ... email. JOB DESCRIPTION: Business Analyst, Compliance Technology Services Description This is ... Business Analyst position with the Compliance Technology Services Group..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 20, 2014
Info Source
Recruiter  - Full-Time  90 

Top tier financial services firm is seeking a bank regulatory compliance specialist for its renowned team. The position requires a solid grounding in federal and state banking rules and regulations, as ..

 
Company
Humana Inc.
Location
New York City, NY
Posted Date
Nov 02, 2020
Info Source
Employer  - Full-Time  90 

Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with governmental requirements. The Senior Compliance Professional work assignments involve moderately ... for well-being Responsibilities The Senior..

 
Company
**********
Location
New York City, NY
Posted Date
May 28, 2023
Info Source
Employer  - Full-Time  90  

u003cbu003eTD Descriptionu003c/bu003eu003cbru003eu003cbru003e TD Securities offers a wide range of ... TD has enhanced its Regulatory Compliance Management Framework (RCM) and is ... comprehensive approach to managing regulatory compliance risk. TD..

 
Company
**********
Location
New York City, NY
Posted Date
Mar 13, 2021
Info Source
Employer  - Full-Time  90  

... looking to hire a Senior Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... financing, sanctions, industry AML, and..

 
Company
**********
Location
New York City, NY
Posted Date
Apr 08, 2021
Info Source
Employer  - Full-Time  90  

... a full-time remote Quality Assurance Compliance Analyst who resides in New ... report to a Quality Assurance Compliance Manager in our Chicago Office ... financing, sanctions, industry AML, and..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 16, 2022
Info Source
Employer  - Full-Time  90  

Description Senior Compliance Professional ensures compliance with governmental requirements as they ... Medicaid State reporting. The Senior Compliance Professional work assignments involve moderately ... variable factors. Responsibilities The Senior Compliance..

 
Company
**********
Location
New York City, NY
Posted Date
Feb 23, 2021
Info Source
Employer  - Full-Time  90  

... Information Deloitte Corporate Finance Senior Compliance Analyst in New York New ... York New York Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance ... Finance LLC is seeking a..

 
Company
**********
Location
New York City, NY
Posted Date
May 19, 2022
Info Source
Employer  - Full-Time  90  

... enable J. Crew to maintain compliance with Sarbanes-Oxley (SOX) and PCI ... actions to mitigate risks of non-compliance. MAINTAIN PCI COMPLIANCE: *Prepare for the yearly PCI ... are vetted..

 
Company
**********
Location
New York City, NY
Posted Date
Feb 28, 2021
Info Source
Employer  - Full-Time  90  

... looking to hire a Senior Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... financing, sanctions, industry AML, and..

 
Company
**********
Location
New York City, NY
Posted Date
Feb 18, 2021
Info Source
Employer  - Full-Time  90  

15,985 Job Information Deloitte Cyber Risk IOT, Senior Consultant in New York New York Cyber Risk IOT, Senior Consultant About Deloitte Deloitte & Touche LLP's (Deloitte Advisory's) business has a risk-based ..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 17, 2021
Info Source
Employer  - Full-Time  90  

Description The Senior Risk Management Professional identifies, analyzes, and works to mitigate potential sources of risk. The Senior Risk Management Professional work assignments involve moderately complex to complex issues where the ..

 
Company
Humana Inc.
Location
New York City, NY
Posted Date
Feb 08, 2022
Info Source
Employer  - Full-Time  90  

Description The Supply Chain Professional 2 reports through Humana's Pharmacy Supply Chain and performs DSCSA (Drug Supply Chain Security Act) compliance related tasks in support of Humana's Pharmacy inventory receiving operations. ..

 
Company
**********
Location
New York City, NY
Posted Date
Apr 07, 2023
Info Source
Employer  - Full-Time  90  

Job Information Humana Compliance Lead - Remote in New ... York New York Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of .....

 
Company
**********
Location
New York City, NY
Posted Date
May 30, 2023
Info Source
Employer  - Full-Time  90  

... Who Were Hiring: The Network Compliance Analyst is responsible for managing ... and coordinates credentialing audits in compliance with client contracts. Build relationships ... Monitor credentialing operations to ensure..

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