Securities Compliance Jobs in Connecticut

... for a motivated and talented compliance officer who is familiar with ... officer who is familiar with securities and commodities regulatory issues and ... regulations is preferred. Responsibilities: The..

... for a motivated and talented compliance officer who is familiar with ... officer who is familiar with securities and commodities regulatory issues and ... back office functions. Responsibilities: The..

Job Information Humana Compliance (UM) Coordinator 2 in Bridgeport ... in Bridgeport Connecticut Description The Compliance (UM) Coordinator 2 conducts and ... Coordinator 2 conducts and summarizes compliance audits. The..

Description The Supply Chain Professional 2 reports through Humana's Pharmacy Supply Chain and performs DSCSA (Drug Supply Chain Security Act) compliance related tasks in support of Humana's Pharmacy inventory receiving operations. ..

Job Information Humana Senior IT Compliance Professional- Controls Management (Remote / ... for a talented risk and compliance expert to help build a ... IT leaders to ensure Humana's compliance..

Job Information Humana Compliance Lead - Remote in Bridgeport ... in Bridgeport Connecticut Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of .....

... seeks a motivated and talented compliance officer familiar with electronic trading ... will be the firm’s lead compliance officer in key areas, including ... each of these topics, the..

... for a motivated and talented compliance officer who is familiar with ... officer who is familiar with securities and commodities regulatory issues and ... and back-office functions. Responsibilities: The..

Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..

Description The Director, IT Compliance audits the most complex new ... information systems procedures are in compliance with corporate standards. The Director, ... corporate standards. The Director, IT Compliance requires..

... of brokerage industry regulations for securities and commodities, and experience with ... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior..

... of brokerage industry regulations for securities and commodities, and experience with ... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The..

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... financing, sanctions, industry AML, and..

Description The Manager, Compliance - Medicaid State Reporting ensures ... - Medicaid State Reporting ensures compliance with governmental requirements. The Manager, ... with governmental requirements. The Manager, Compliance - Medicaid..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... preferably in the commodities or..

... Job Title: Business Insurance Product Compliance Consultant Company: Travelers Insurance Category: ... by @TRV_Careers Business Insurance Product Compliance Consultant Hartford, Connecticut Company Summary ... position is responsible for executing..

... is looking to hire a Compliance Analyst at the Chicago or ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial advisor..

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..

Job Information Humana Manager, Compliance - Agent Investigation Unit in ... Bridgeport Connecticut Description The Manager, Compliance ensures compliance with governmental requirements. The Manager, ... with governmental requirements. The Manager,..

... for a motivated and talented compliance analyst who is familiar with ... who is familiar with U.S. securities and/or commodities regulations and has ... experience in regulatory exam management,..

Salary: Compliance Officer opportunity, reporting to the CCO, with a well-regarded Investment/Asset Management organization. This role will focus heavily on Contract drafting/revising/negotiating of Investment Management agreements and amendments, accounting services agreements ..

... building from current risk and compliance models to get ready for ... know youll stay ahead of compliance issues. The work: Assess risk ... working in risk and regulatory..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... preferably in the commodities or..