Securities Compliance Jobs in Chicago

... for a motivated and talented compliance officer who is familiar with ... officer who is familiar with securities and commodities and foreign exchange ... foreign exchange activity. Responsibilities: The..

Financial Controls and SOX Manager Aon Global SOX team has an exciting career opportunity for a highly motivated SOX Manager! This hybrid role with the flexibility to work both virtually or ..

... is looking to hire a Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... financing, sanctions, industry AML, and..

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... financing, sanctions, industry AML, and..

... looking to hire a Senior Compliance Analyst in the EDD team ... Analysts will report to a Compliance Manager in our Chicago office ... financing, sanctions, industry AML, and..

Description The Director, IT Compliance audits the most complex new ... information systems procedures are in compliance with corporate standards. The Director, ... corporate standards. The Director, IT Compliance requires..

... Brokers is looking to hire Compliance Manager at the Chicago Office ... motivated and exceptional performers. The Compliance Manager will report to a ... Manager will report to a..

... of brokerage industry regulations for securities and commodities, and experience with ... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The..

... is looking to hire several Compliance Analysts (temps) in its Chicago, ... Analysts will report to a Compliance Manager and will assist with ... sanctions, industry anti-money laundering, and..

... Brokers is looking to hire Compliance Analysts at the Chicago Office. ... Analysts will report to a Compliance Team Lead and will assist ... financing, sanctions, industry AML, and..

... Brokers is looking to hire Compliance Analysts for a temp project. ... Analysts will report to a Compliance Team Lead and help ensure ... financing, sanctions, industry AML, and..

... is looking to hire a Compliance Analyst in our Trade Surveillance ... Analysts will report to a Compliance Manager and will assist with ... financing, sanctions, industry AML, and..

... is looking to hire a Compliance Manager at the Chicago office. ... will report to the AML Compliance Unit Head for Quality Assurance ... financing, sanctions, industry AML, and..

Description The Manager, Compliance - Medicaid State Reporting ensures ... - Medicaid State Reporting ensures compliance with governmental requirements. The Manager, ... with governmental requirements. The Manager, Compliance - Medicaid..

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..

Aon is looking for an IT Security Contracts Specialist! The role is considered - 'Virtual' Smart working which allows you to work remotely.  Work with commercial teams to ensure client contracts ..

... motivated, IT audit, risk or compliance professional with experience working in ... regulated environment. Responsibilities The Senior Compliance Analyst’s primary focus will be ... focus will be to: Support..

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... position. Analysts will report to Compliance Managers from Sanctions and Quality ... financing, sanctions, industry AML, and..

Job Information Humana Manager, Compliance - Agent Investigation Unit in ... Chicago Illinois Description The Manager, Compliance ensures compliance with governmental requirements. The Manager, ... with governmental requirements. The Manager,..

Interactive Brokers is looking to hire a Senior Regulatory Analyst in its Chicago, Illinois office. This is an excellent growth potential for highly motivated and exceptional performers. The Senior Analyst will ..

... Brokers is looking to hire Compliance Analysts for a temp project. ... Analysts will report to a Compliance Team Lead and help ensure ... financing, sanctions, industry AML, and..

Aon is looking for a Compliance Analyst, Aon Investments USA. This ... registered investment adviser with the Securities and Exchange Commission (“SEC”). Aon’s ... succeed. Your impact as a Compliance..

... to hire a Trade Surveillance Compliance Manager at its Chicago Office. ... motivated and exceptional performers. The Compliance Manager will report to the ... anti-terrorist financing, sanctions, AML, and..