Sec Regulatory Compliance Jobs in Connecticut

... for a motivated and talented compliance analyst who has experience with ... Responsibilities: Supporting the Public Communications Compliance group Reviewing, approving, and archiving ... comply with firm policies and..

... for a motivated and talented compliance officer who is familiar with ... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a..

... for a motivated and talented compliance officer who is familiar with ... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a..

... for a motivated and talented compliance officer who is familiar with ... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a..

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..

... is looking for an experienced Compliance professional with a background in ... professional with a background in regulatory reporting including such systems as: ... to identify and research potential..

... for a motivated and talented compliance analyst who is familiar with ... has appropriate experience at a regulatory agency, exchange or law firm. ... for someone with experience in..

... building from current risk and compliance models to get ready for ... know youll stay ahead of compliance issues. The work: Assess risk ... years working in risk and..

... seeks a motivated and talented compliance officer familiar with electronic trading ... will be the firm’s lead compliance officer in key areas, including ... each of these topics, the..

Salary: Compliance Officer opportunity, reporting to the ... can include other investment management regulatory compliance duties, i.e., review and provide ... review and provide updates on regulatory and SEC enforcement..

... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be ... focus will be to: Support..

Job Information Humana Compliance (UM) Coordinator 2 in Bridgeport ... in Bridgeport Connecticut Description The Compliance (UM) Coordinator 2 conducts and ... Coordinator 2 conducts and summarizes compliance audits. The..