Risk Regulatory Reporting Jobs in Connecticut

... trends. Conduce quality assurance on regulatory filings Contribute to streamlining current ... ideal candidate will have some regulatory compliance experience working for an ... working for an exchange, a..

Description Be a part of the Software Asset Management (SAM) team reporting directly to the Humana Software Asset Management Licensing Lead. Humana is seeking a Software Entitlement and Compliance Specialist who ..

... etc. Assisting with response to regulatory inquiries pertaining to the firm’s ... ideal candidate will have some regulatory compliance experience working for an ... working for an exchange, a..

Job Information Humana Compliance Lead - Remote in Bridgeport Connecticut Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of diverse scope and complexity ranging ..

... for handling compliance supervision over reporting to various large position regulatory reporting systems such as the CFTC, ... US Commodity exchange Large Trader/OCR reporting systems is highly desired but..

Description Humana is seeking a Software Entitlement and Compliance Specialist who will be accountable for partnering with specific business areas to support both hardware and software asset management processes including full ..

Job Location Drapelick Center (CT) - Bloomfield, CT Position Type Full Time Education Level Bachelors Degree Travel Percentage Negligible Job Shift First Shift Job Category Nonprofit - Social Services Community Solutions ..

Job Description Interactive Brokers is looking for a motivated, financial services professional with in-depth knowledge of brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk ..

... changes that assure compliance with regulatory and contract obligations. Coordinates business ... compliance guidance, direction and compliance risk assessment to assigned business partners, ... and apply laws, regulations, and..

Job Description Interactive Brokers is looking for a motivated, financial services professional with knowledge of brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk management. ..

... with BI Legal, BI Underwriting, Regulatory, and Product line management to ... review program including results trending, reporting, and tracking of corrective actions ... as Business Resiliency plans, Enterprise..

Job Description Interactive Brokers is looking for a motivated, data professional to support the implementation of Data Lineage and Data Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ..

... are centrally documented in the Regulatory Repository Coordinate and compose time ... time sensitive responses to incoming regulatory inquiries and issues reflective of ... reports, prior to submission to..

... platforms, or building from current risk and compliance models to get ... process. This helps you manage risk and keep projects moving full-steam ... compliance issues. The work: Assess..

... are looking for a talented risk and compliance expert to help ... compliance profile by providing insights, risk and compliance expertise, and maturing ... building and maturing a key..

... for handling compliance supervision over reporting to various large position regulatory reporting systems such as the CFTC, ... US Commodity exchange Large Trader/OCR reporting systems is highly desired but..

Job Information Humana Senior Compliance Professional-Remote/Virtual in US in Bridgeport Connecticut Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior Compliance Professional work assignments involve moderately complex to ..

Interactive Brokers is looking to hire Compliance Sanctions Testing Analysts for a temp project. This position is in Greenwich, CT but remote candidates will be considered. Analysts will report to Compliance ..

... has appropriate experience at a regulatory agency, exchange or law firm. ... for someone with experience in regulatory exam management, compliance testing, and ... program, including testing procedures, methodologies,..

... like something interesting, the IT Risk Governance team may have an ... for you. The Information Technology Risk Governance (ITRG) team has a ... opportunity for an IT Governance..

... professional with a background in regulatory reporting including such systems as: FINRA ... FINRA OATS and stock Trade Reporting Facilities, FINRA TRACE bond trade ... Facilities, FINRA TRACE bond..

... etc. Assisting with response to regulatory inquiries pertaining to the firm’s ... of compliance-curiosity, and have some regulatory experience working for an exchange, ... working for an exchange, a..

... knowledge and skills regarding non-financial regulatory reporting obligations of brokers and futures ... systems to comply with these regulatory reporting requirements and manage staff that ... comply with securities..