Retirement Plan Compliance Jobs in Greenwich, Connecticut | ComplianceCrossing.com


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19

Retirement Plan Compliance Jobs in Greenwich






Job info
 
Company
**********
Location
Greenwich, CT
Posted Date
Feb 13, 2021
Info Source
Employer  - Full-Time  90  

... looking to hire a Senior Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... will have 2-5 years regulatory..

 
Company
**********
Location
Greenwich, CT
Posted Date
Feb 28, 2021
Info Source
Employer  - Full-Time  90  

... looking to hire a Senior Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... will have 5 years regulatory..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 08, 2021
Info Source
Employer  - Full-Time  90  

... a full-time remote Quality Assurance Compliance Analyst who resides in New ... report to a Quality Assurance Compliance Manager in our Chicago Office ... candidate will have some regulatory..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 30, 2022
Info Source
Employer  - Full-Time  90  

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

 
Company
**********
Location
Greenwich, CT
Posted Date
Dec 07, 2021
Info Source
Employer  - Full-Time  90  

Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..

 
Company
**********
Location
Greenwich, CT
Posted Date
Mar 01, 2023
Info Source
Employer  - Full-Time  90  

... seeks a motivated and talented compliance officer familiar with electronic trading ... will be the firm’s lead compliance officer in key areas, including ... each of these topics, the..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 06, 2022
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance analyst who is familiar with ... experience in regulatory exam management, compliance testing, and policy management. Responsibilities ... policy management. Responsibilities The Sr...

 
Company
**********
Location
Greenwich, CT
Posted Date
Jul 17, 2021
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 30, 2022
Info Source
Employer  - Full-Time  90  

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 04, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... back office functions. Responsibilities: The Compliance Officer – Special Products and ... stock lending and margin. Providing..

 
Company
Humana Inc.
Location
Bridgeport, CT
Posted Date
Apr 22, 2023
Info Source
Employer  - Full-Time  90  

Job Information Humana Manager, Compliance - Agent Investigation Unit in ... Bridgeport Connecticut Description The Manager, Compliance ensures compliance with governmental requirements. The Manager, ... with governmental requirements. The Manager,..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 27, 2022
Info Source
Employer  - Full-Time  90  

... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be ... focus will be to: Support..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 03, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 20, 2021
Info Source
Employer  - Full-Time  90  

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..

 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
May 22, 2021
Info Source
Employer  - Full-Time  90  

... is looking to hire a Compliance Analyst at the Chicago or ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial advisor..

 
Company
**********
Location
Greenwich, CT
Posted Date
Jan 22, 2022
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and ... various responsibilities, including: Providing advisory..

 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
Apr 15, 2022
Info Source
Employer  - Full-Time  90  

... is looking to hire a Compliance Analyst at the Chicago or ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial advisor..

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