Regulatory Research Jobs in Chicago

Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of diverse scope and complexity ranging from moderate to substantial. Responsibilities The Compliance Lead is responsible ..

Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of diverse scope and complexity ranging from moderate to substantial. Responsibilities The Compliance Lead is responsible ..

Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of diverse scope and complexity ranging from moderate to substantial. Responsibilities The Compliance Lead is responsible ..

... summarizing data and trends. Preparing regulatory filings Contribute to streamlining current ... ideal candidate will have some regulatory compliance experience working for an ... working for an exchange, a..

... regulations. Day-to-day responsibilities include: Preparing regulatory response letters Gathering customer account ... responsive to law enforcement and regulatory inquiries Coordinating with compliance analysts ... compliance analysts to help complete..

... looking to hire a Senior Regulatory Analyst in its Chicago, Illinois ... regulations. Day-to-day responsibilities include: Preparing regulatory response letters Gathering customer account ... responsive to law enforcement and..

... changes that assure compliance with regulatory and contract obligations. Coordinates business ... Key responsibilities may include: ● Research, understand and apply laws, regulations, ... and apply laws, regulations, and..

Job Description Interactive Brokers is looking for a motivated, financial services professional with in-depth knowledge of brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk ..

... summarizing data and trends. Preparing regulatory filings Contribute to streamlining current ... candidate will have 2-5 years regulatory compliance experience working for an ... working for an exchange, a..

Interactive Brokers is looking to hire Compliance Sanctions Testing Analysts for a temp project. This position is in Chicago, IL, but remote candidates will be considered. Analysts will report to Compliance ..

Job Information Humana Manager, Compliance - Agent Investigation Unit in Chicago Illinois Description The Manager, Compliance ensures compliance with governmental requirements. The Manager, Compliance works within specific guidelines and procedures; applies ..

Administrative Operations Manager, Law and Compliance Are you an administrative professional with leadership experience looking to grow your career? The Administrative Operations Manager (AOM) is a vital role that focuses on ..

Interactive Brokers is looking to hire a Senior Compliance Analyst in the EDD team in our office in Chicago, IL. Analysts will report to a Compliance Manager in our Chicago office ..

Job Description Interactive Brokers is looking for a motivated, IT audit, risk or compliance professional with experience working in financial services, or similar regulated environment. Responsibilities The Senior Compliance Analyst’s primary ..

... are centrally documented in the Regulatory Repository Coordinate and compose time ... time sensitive responses to incoming regulatory inquiries and issues reflective of ... reports, prior to submission to..

Interactive Brokers is looking to hire Compliance Sanctions Testing Analysts for a temp project. We will consider remote candidates for this position. Analysts will report to Compliance Managers from Sanctions and ..

Job Posting Title Regulatory Compliance Lead, Impact Forecasting in ... the US Job Description The Regulatory Compliance Lead within Impact Forecasting ... collaboration with the Business Development, Research & Development,..

Job Description Interactive Brokers is looking for a motivated, data professional to support the implementation of Data Lineage and Data Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ..

... employees and AIUSA meet their regulatory obligations, and more broadly, to ... is continually evolving as the regulatory requirements and risks facing the ... to address emerging trends and..

... summarizing data and trends. Preparing regulatory filings Contribute to streamlining current ... ideal candidate will have some regulatory compliance experience working for an ... working for an exchange, a..

... summarizing data and trends. Preparing regulatory filings Contribute to streamlining current ... ideal candidate will have some regulatory compliance experience working for an ... working for an exchange, a..

... at a Futures Commision Merchant, regulatory agency, exchange or law firm. ... the business on compliance and regulatory issues. Handling regulatory issues related to Interactive Brokers ... CFTC, SEC,..

Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of diverse scope and complexity ranging from moderate to substantial. Responsibilities The Compliance Lead is responsible ..