Regulatory Research Analyst Jobs

... growing team as a Compliance Analyst for a well-respected and longtime ... existing products Conduct competition and regulatory research, build and submit product filings ... filing issues based on..

... the Director of Compliance, the analyst will manage, develop, implement and ... and its Affiliates. Additionally, the Analyst will work collectively with Affiliate ... responsibilities of a Corporate Compliance..

What You Will Do: Compliance Analyst Full Time, M-F Linthicum, MD ... is currently seeking a Compliance Analyst at our corporate office in ... the Director of Compliance, the analyst..

3201 S 323rd St,Federal Way,Washington,98001-5023,United States of America The Policy Analyst, Revenue Operations (ROPS) will be responsible for reviewing, analyzing and communicating the impact of public policy changes on internal revenue ..

•Conduct onsite/remote branch reviews as part of our risk based internal branch examination process •Perform daily trade blotter review and approval with a focus on exception reports •Assist with performing firm's ..

Candidates must possess an active Top Secret security clearance or DOE Q security clearance THIS IS AN ON-SITE POSITION Global Engineering & Technology (GET) is looking for a Compliance Analyst with ..

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Who We Are: Ride Health removes the transportation barriers that keep our most vulnerable populations from accessing health care. Ride Health partners with healthcare organizations and transportation providers to strengthen enterprise ..

Interactive Brokers is looking to hire Compliance Sanctions Testing Analysts for a temp project. This position is in Chicago, IL, but remote candidates will be considered. Analysts will report to Compliance ..

Interactive Brokers is looking to hire Compliance Sanctions Testing Analysts for a temp project. This position is in Greenwich, CT but remote candidates will be considered. Analysts will report to Compliance ..

... to hire a Senior Compliance Analyst in the EDD team in ... ideal candidate will have some regulatory compliance experience working for an ... working for an exchange, a..

... looking to hire a Senior Regulatory Analyst in its Chicago, Illinois office. ... and exceptional performers. The Senior Analyst will report to a Compliance ... regulations. Day-to-day responsibilities include:..

... regulations. Day-to-day responsibilities include: Preparing regulatory response letters Gathering customer account ... responsive to law enforcement and regulatory inquiries Coordinating with compliance analysts ... compliance analysts to help complete..

... is looking for a Compliance Analyst, Aon Investments USA. This is ... Your impact as a Compliance Analyst, Investment ConsultingAIUSA’s compliance department provides ... employees and AIUSA meet their..

Interactive Brokers is looking to hire Compliance Sanctions Testing Analysts for a temp project. We will consider remote candidates for this position. Analysts will report to Compliance Managers from Sanctions and ..

... join the Alliance as a Regulatory Affairs Specialist in the Compliance ... RESPONSIBLE FOR Reporting to the Regulatory Affairs Manager, you will support ... development of statutory, contractual, and..

This position will ensure compliance with U.S. Customs and Other Government Agency regulations. Key responsibilities include administering high-profile programs to maintain trusted trade partner status with US Customs, driving improvements in ..

Job Description Interactive Brokers is looking for a motivated, data professional to support the implementation of Data Lineage and Data Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ..

... looking to hire a Compliance Analyst in our Trade Surveillance team ... summarizing data and trends. Preparing regulatory filings Contribute to streamlining current ... candidate will have 2-5 years..

The analyst will perform complex assurance audits/activities ... to determine departmental adherence to regulatory requirements, internal controls, education/training requirements, ... compliance in accordance with appropriate regulatory standards, metrics, established compliance..

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Job Description Interactive Brokers is looking for a motivated, IT audit, risk or compliance professional with experience working in financial services, or similar regulated environment. Responsibilities The Senior Compliance Analyst’s primary ..

Interactive Brokers is looking to hire Compliance Sanctions Testing Analysts for a temp project. This position is in Washington D.C., but remote candidates will be considered. Analysts will report to Compliance ..