THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
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... to hire a Senior Compliance Analyst at the Chicago Office. This ... is in line with IBKR policy Advising management by collecting, analyzing, ... summarizing data and trends. Preparing..
... System Manager of Accreditation and Regulatory Affairs Department, Office of the ... coordinate, plan and organize overall regulatory compliance and readiness (e.g. CMS, ... procedures as they relate to..
... a motivated and talented compliance analyst who is familiar with U.S. ... has appropriate experience at a regulatory agency, exchange or law firm. ... for someone with experience in..
... full-time remote Quality Assurance Compliance Analyst who resides in New York, ... is in line with IBKR policy Advising management by collecting, analyzing, ... trends. Conduce quality assurance on..
... looking to hire a Compliance Analyst at the Chicago or Greenwich ... etc. Assisting with response to regulatory inquiries pertaining to the firm’s ... of compliance-curiosity, and have some..
... a motivated and talented compliance analyst who has experience with broker/dealer ... comply with firm policies and regulatory requirements. Content includes: IBKR social ... regulators, as applicable. Responding to..
... changes that assure compliance with regulatory and contract obligations. Coordinates business ... and apply laws, regulations, and regulatory guidance for Specialty lines of ... issues, conduct research, and provide..
... looking for an experienced Compliance Analyst with 5 years of experience ... reporting to various large position regulatory reporting systems such as the ... industry will be considered. Reviewing..
Description The Supervisor, Compliance Nursing reviews utilization management activities and documentation to ensure adherence to policies, procedures, and regulations and to prevent and detect fraud, waste, and abuse. The Supervisor, Compliance ..
... knowledge and skills regarding non-financial regulatory reporting obligations of brokers and ... systems to comply with these regulatory reporting requirements and manage staff ... comply with securities and commodities..
... professional with a background in regulatory reporting including such systems as: ... techniques and problem management. The analyst’s focus will primarily be on ... to identify and research potential..
... are centrally documented in the Regulatory Repository Coordinate and compose time ... time sensitive responses to incoming regulatory inquiries and issues reflective of ... reports, prior to submission to..
Job Description Interactive Brokers is looking for a motivated, financial services professional with knowledge of brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk management. ..
Salary: Compliance Officer opportunity, reporting to the CCO, with a well-regarded Investment/Asset Management organization. This role will focus heavily on Contract drafting/revising/negotiating of Investment Management agreements and amendments, accounting services agreements ..
... looking to hire a Compliance Analyst at the Chicago or Greenwich ... etc. Assisting with response to regulatory inquiries pertaining to the firm’s ... ideal candidate will have some..
... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a regulatory agency, exchange, or law firm. ... back-office functions. Responsibilities: The Compliance..
Job Information Humana Senior IT Compliance Professional- Controls Management (Remote / Virtual) in Bridgeport Connecticut Description We are looking for a talented risk and compliance expert to help build a best ..
Job Information Humana Senior Compliance Professional- REMOTE (Anywhere in the US) in Bridgeport Connecticut Description The Senior Compliance Professional ensures compliance with contractual, statutory, and governmental requirements. The Senior Compliance Professional ..
Job Description Interactive Brokers is looking for a motivated, data professional to support the implementation of Data Lineage and Data Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ..
Interactive Brokers is looking to hire Compliance Sanctions Testing Analysts for a temp project. This position is in Greenwich, CT but remote candidates will be considered. Analysts will report to Compliance ..
Job Information Humana Compliance Lead - Remote in Bridgeport Connecticut Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of diverse scope and complexity ranging ..
