Regulatory Jobs in Connecticut

... System Manager of Accreditation and Regulatory Affairs Department, Office of the ... coordinate, plan and organize overall regulatory compliance and readiness (e.g. CMS, ... procedures as they relate to..

... knowledge and skills regarding non-financial regulatory reporting obligations of brokers and ... systems to comply with these regulatory reporting requirements and manage staff ... comply with securities and commodities..

Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of diverse scope and complexity ranging from moderate to substantial. This role will focus on Humana's ..

Job Description Interactive Brokers is looking for a motivated, financial services professional with knowledge of brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk management. ..

Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..

... are centrally documented in the Regulatory Repository Coordinate and compose time ... time sensitive responses to incoming regulatory inquiries and issues reflective of ... reports, prior to submission to..

Job Description Interactive Brokers is looking for an experienced Compliance Analyst with 5 years of experience in a compliance role, preferably in the commodities or securities industry. This position is responsible ..

Job Description Interactive Brokers is looking for an experienced Compliance Analyst with 5 years of experience in a compliance role, preferably in the commodities or securities industry. This position is responsible ..

(This will open in a new window from which you will be automatically redirected to an external site after 5 seconds) Job Overview Job Title: Compliance Manager Company: Travelers Insurance Category: ..

Job Description Interactive Brokers is looking for a motivated, data professional to support the implementation of Data Lineage and Data Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ..

... changes that assure compliance with regulatory and contract obligations. Coordinates business ... and apply laws, regulations, and regulatory guidance for Specialty lines of ... issues, conduct research, and provide..

... years working in risk and regulatory compliance risk and regulatory compliance within your industry (including ... of the key regulations and regulatory bodies for your industry e.g., ... 3..

... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a regulatory agency, exchange, or law firm. ... stock loan, and more). Handling..

Job Description Interactive Brokers is looking for a motivated, financial services professional with in-depth knowledge of brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk ..

... has appropriate experience at a regulatory agency, exchange or law firm. ... for someone with experience in regulatory exam management, compliance testing, and ... comply with relevant legal and..

Interactive Brokers is looking to hire a Compliance Analyst at the Chicago or Greenwich Office. This is an entry-level position with excellent growth potential for highly motivated and exceptional performers. The ..

Job Information Humana Compliance Prof 2/Process and Market Support- Remote in US in Bridgeport Connecticut Description Do you crave new challenges and solving problems? Are you looking for an opportunity to ..

Interactive Brokers is looking to hire Compliance Sanctions Testing Analysts for a temp project. This position is in Greenwich, CT but remote candidates will be considered. Analysts will report to Compliance ..

Job Information Humana Compliance Lead - Remote in Bridgeport Connecticut Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of diverse scope and complexity ranging ..

(This will open in a new window from which you will be automatically redirected to an external site after 5 seconds) Job Overview Job Title: Business Insurance Product Compliance Consultant Company: ..

SENIOR REGULATORY AFFAIRS SPECIALIST - INTERNATIONAL Join ... and Geographies. Those working within Regulatory Affairs have direct impact on ... That Change Lives The Senior Regulatory Affairs Specialist (Sr. RAS)..

Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ..

Salary: Compliance Officer opportunity, reporting to the CCO, with a well-regarded Investment/Asset Management organization. This role will focus heavily on Contract drafting/revising/negotiating of Investment Management agreements and amendments, accounting services agreements ..