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... to hire a Senior Compliance Analyst at the Chicago Office. This ... summarizing data and trends. Preparing regulatory filings Contribute to streamlining current ... candidate will have 2-5 years..
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... to hire a Senior Compliance Analyst at the Chicago Office. This ... summarizing data and trends. Preparing regulatory filings related to AML & ... filings related to AML &..
... full-time remote Quality Assurance Compliance Analyst who resides in New York, ... trends. Conduce quality assurance on regulatory filings Contribute to streamlining current ... ideal candidate will have some..
Job Description Interactive Brokers is looking for a motivated, data professional to support the implementation of Data Lineage and Data Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ..
... professional with a background in regulatory reporting including such systems as: ... requires related experience in the financial services industry, and a broad ... techniques and problem management. The..
... looking for an experienced Compliance Analyst with 5 years of experience ... reporting to various large position regulatory reporting systems such as the ... given to individuals that have..
... requires knowledge and skills regarding non-financial regulatory reporting obligations of brokers and ... systems to comply with these regulatory reporting requirements and manage staff ... comply with securities and..
... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a regulatory agency, exchange, or law firm. ... back-office functions. Responsibilities: The Compliance..
... a motivated and talented compliance analyst who is familiar with U.S. ... has appropriate experience at a regulatory agency, exchange or law firm. ... for someone with experience in..
... is looking for a motivated, financial services professional with knowledge of ... management. Responsibilities The Senior Compliance Analyst’s primary focus will be to: ... tools Assist coordinate responses to..
Salary: Compliance Officer opportunity, reporting to the CCO, with a well-regarded Investment/Asset Management organization. This role will focus heavily on Contract drafting/revising/negotiating of Investment Management agreements and amendments, accounting services agreements ..
... looking to hire a Compliance Analyst at the Chicago or Greenwich ... analysts will report to the Financial Advisor Compliance Team Lead and ... initiatives relating to Interactive Brokers..
... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a regulatory agency, exchange or law firm. ... Trading Advisors. Knowledge of foreign..
... looking to hire a Compliance Analyst at the Chicago or Greenwich ... analysts will report to the Financial Advisor (“FA”) Compliance Team Lead ... initiatives relating to Interactive Brokers..
Description The Associate Director, Credentialing/Compliance manages the Dental Credentialing and Compliance team ensuring that dental providers are Credentialed/Re-credentialed according to CMS and State guidelines and that Humana's Dental Networks operate in ..
... ideal candidate will have some regulatory compliance experience working for an ... working for an exchange, a regulatory organization, a Broker Dealer (BD), ... other control function of a..
Description The Supply Chain Professional 2 reports through Humana's Pharmacy Supply Chain and performs DSCSA (Drug Supply Chain Security Act) compliance related tasks in support of Humana's Pharmacy inventory receiving operations. ..
... a motivated and talented compliance analyst who has experience with broker/dealer ... comply with firm policies and regulatory requirements. Content includes: IBKR social ... regulators, as applicable. Responding to..
