Regulatory Exam Manager Jobs

... Compliance functions. As a Senior Manager, Consulting, you will be responsible ... will be responsible for providing regulatory guidance to all FRS business ... Target. You will assist with..

Interactive Brokers is seeking a Senior Anti-Fraud Specialist within the Fraud team at our Chicago Operations Center. This individual will be responsible for detecting new and evolving fraud patterns while providing ..

Interactive Brokers is looking to hire Compliance Manager at the Chicago Office. This is a mid-level management position with room for growth for highly motivated and exceptional performers. Team Leads will ..

... to any third-party audits or regulatory examinations. Understands and completes job ... risk assessments, and the current regulatory climate Ensures completion of time-sensitive, ... climate Ensures completion of time-sensitive,..

•Conduct onsite/remote branch reviews as part of our risk based internal branch examination process •Perform daily trade blotter review and approval with a focus on exception reports •Assist with performing firm's ..

Communicate regulatory changes and trends with the ... and/or operations; Preferably in a manager, officer or director role Experience ... the current and proposed financial regulatory environment (SEC, FINRA, DOL/ERISA,..

Communicate regulatory changes and trends with the ... and/or operations; Preferably in a manager, officer or director role Experience ... the current and proposed financial regulatory environment (SEC, FINRA, DOL/ERISA,..

Interactive Brokers is looking to hire a Compliance Manager at the Chicago office. This is a mid-level management position with room for growth for highly motivated and exceptional performers. This role ..

Communicate regulatory changes and trends with the ... and/or operations; Preferably in a manager, officer or director role Experience ... the current and proposed financial regulatory environment (SEC, FINRA, DOL/ERISA,..

Communicate regulatory changes and trends with the ... and/or operations; Preferably in a manager, officer or director role Experience ... the current and proposed financial regulatory environment (SEC, FINRA, DOL/ERISA,..

... implementing federal, state, and local regulatory mandates Working as the liaison ... liaison to management to ensure regulatory compliance with applicable laws, regulations, ... implement federal, state, and local..

Purpose : The purposes of this role is to aid the compliance team in meeting LendingTree’s regulatory and contractual requirements. Description of role Partner with business to understand compliance risks and ..

... be filled in SBSE, Field Exam 1 position to be filled ... in Small Business/Self Employed, Field Exam, Midwest Area in Detroit, MI; ... in Small Business/Self Employed, Field..

... has appropriate experience at a regulatory agency, exchange or law firm. ... for someone with experience in regulatory exam management, compliance testing, and policy ... comply with relevant legal..

Interactive Brokers is looking to hire Compliance Manager at the Chicago Office. This is a mid-level management position with room for growth for highly motivated and exceptional performers. Compliance Manager will ..

Job Description Department: DEPARTMENT OF BUSINESS AND INDUSTRY Division: B&I - HOUSING DIVISION Business Unit: HR-B&I HOUSING INSPEC & COMP Work Type: PERMANENT *Pay Grade: GRADE 32 Salary Range: $45,142.56 - ..

Communicate regulatory changes and trends with the ... and/or operations; Preferably in a manager, officer or director role Experience ... the current and proposed financial regulatory environment (SEC, FINRA, DOL/ERISA,..

Interactive Brokers is looking to hire a Trade Surveillance Compliance Manager at its Chicago Office. This is a mid-level management position with room for growth for highly motivated and exceptional performers. ..

... an experienced and detail-oriented Compliance Manager to oversee the company’s compliance ... company’s compliance operations. The Compliance Manager will ensure adherence to all ... regulations concerning mortgage lending, including..

Communicate regulatory changes and trends with the ... and/or operations; Preferably in a manager, officer or director role Experience ... the current and proposed financial regulatory environment (SEC, FINRA, DOL/ERISA,..

... is looking to hire Compliance Manager at the Chicago Office within ... within the Financial Intelligence Unit -Regulatory Inquiries team . This is ... and exceptional performers. The Compliance..