Regulatory Compliance Financial Services Jobs in Bridgeport

... looking to hire a Senior Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... summarizing data and trends. Preparing..

... looking to hire a Senior Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... summarizing data and trends. Preparing..

... a full-time remote Quality Assurance Compliance Analyst who resides in New ... report to a Quality Assurance Compliance Manager in our Chicago Office ... trends. Conduce quality assurance on..

Job Description The Deputy of Compliance Technology position requires knowledge and ... requires knowledge and skills regarding non-financial regulatory reporting obligations of brokers and ... systems to comply with these..

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... area for testing of Sanctions..

... is looking to hire a Compliance Analyst at the Chicago or ... analysts will report to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... initiatives relating..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

... for a motivated and talented compliance analyst who has experience with ... Responsibilities: Supporting the Public Communications Compliance group Reviewing, approving, and archiving ... comply with firm policies and..

... is looking for a motivated, financial services professional with in-depth knowledge of ... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities..

Description The Associate Director, Credentialing/Compliance manages the Dental Credentialing and ... manages the Dental Credentialing and Compliance team ensuring that dental providers ... Humana's Dental Networks operate in compliance with..

... for a motivated and talented compliance officer who is familiar with ... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a..

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... is looking for an experienced Compliance professional with a background in ... professional with a background in regulatory reporting including such systems as: ... requires related experience in the..

... is looking to hire a Compliance Analyst at the Chicago or ... analysts will report to the Financial Advisor Compliance Team Lead and will assist ... initiatives relating to..

... for a motivated and talented compliance analyst who is familiar with ... has appropriate experience at a regulatory agency, exchange or law firm. ... for someone with experience in..

... for a motivated and talented compliance officer who is familiar with ... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a..

Job Information Humana Compliance (UM) Coordinator 2 in Bridgeport ... in Bridgeport Connecticut Description The Compliance (UM) Coordinator 2 conducts and ... Coordinator 2 conducts and summarizes compliance audits. The..

... and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ... seeks a motivated and talented compliance officer familiar with electronic trading ... will be the firm’s lead..

Job Information Humana Manager, Compliance - Agent Investigation Unit in ... Bridgeport Connecticut Description The Manager, Compliance ensures compliance with governmental requirements. The Manager, ... with governmental requirements. The Manager,..

... is looking for a motivated, financial services professional with knowledge of brokerage ... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The..

... for a motivated and talented compliance officer who is familiar with ... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..