Regulatory Business Control Manager Jobs in Chicago, Illinois | ComplianceCrossing.com


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32

Regulatory Business Control Manager Jobs in Chicago

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Company
**********
Location
Chicago, IL
Posted Date
Apr 08, 2021
Info Source
Employer  - Full-Time  90  

... to a Quality Assurance Compliance Manager in our Chicago Office and ... trends. Conduce quality assurance on regulatory filings Contribute to streamlining current ... ideal candidate will have some..

 
Company
Interactive Brokers Group, Inc.
Location
Chicago, IL
Posted Date
Apr 12, 2021
Info Source
Employer  - Full-Time  90  

... to a Quality Assurance Compliance Manager and will assist with ensuring ... Conduct quality assurance reviews on regulatory filings related to AML & ... ideal candidate will have some..

 
Company
Interactive Brokers Group, Inc.
Location
Chicago, IL
Posted Date
Jun 11, 2021
Info Source
Employer  - Full-Time  90  

... is looking to hire Compliance Manager at the Chicago Office. This ... participate in internal, external, and regulatory audits and examinations. Qualifications, Skills ... relevant regulations while executing sound..

 
Company
**********
Location
Chicago, IL
Posted Date
Jan 28, 2023
Info Source
Employer  - Full-Time  90  

... will report to a Compliance Manager in our Chicago office and ... ideal candidate will have some regulatory compliance experience working for an ... working for an exchange, a..

 
Company
**********
Location
Chicago, IL
Posted Date
Jan 19, 2023
Info Source
Employer  - Full-Time  90  

... Compliance Collaborate with technical and business stakeholders to coordinate the identification ... management of the data catalog, business glossaries, and the associated metadata ... complete associated reviews Implement internal..

 
Company
**********
Location
Chicago, IL
Posted Date
Dec 02, 2021
Info Source
Employer  - Full-Time  90  

... looking for an Investment Compliance Manager As part of an industry-leading ... impact as an Investment Compliance Manager Aon Investments USA’s (AIUSA) compliance ... employees and AIUSA meet its..

 
Company
**********
Location
Chicago, IL
Posted Date
May 06, 2023
Info Source
Employer  - Full-Time  90  

... looking to hire a Senior Regulatory Analyst in its Chicago, Illinois ... will report to a Compliance Manager and will assist with ensuring ... regulations. Day-to-day responsibilities include: Preparing..

 
Company
**********
Location
Chicago, IL
Posted Date
May 12, 2022
Info Source
Employer  - Full-Time  90  

... will report to a Compliance Manager and will assist with ensuring ... summarizing data and trends. Preparing regulatory filings Contribute to streamlining current ... candidate will have 2-5 years..

 
Company
**********
Location
Chicago, IL
Posted Date
Nov 06, 2022
Info Source
Employer  - Full-Time  90  

... looking to hire a Compliance Manager at the Chicago office. This ... participate in internal, external, and regulatory audits and examinations when needed. ... relevant regulations while executing sound..

 
Company
**********
Location
Chicago, IL
Posted Date
Jun 25, 2022
Info Source
Employer  - Full-Time  90  

... hire a Trade Surveillance Compliance Manager at its Chicago Office. This ... and exceptional performers. The Compliance Manager will report to the Deputy ... participate in internal, external, and..

 
Company
**********
Location
Chicago, IL
Posted Date
Mar 28, 2023
Info Source
Employer  - Full-Time  90  

... will report to a Compliance Manager and will assist with ensuring ... regulations. Day-to-day responsibilities include: Preparing regulatory response letters Gathering customer account ... responsive to law enforcement and..

 
Company
**********
Location
Chicago, IL
Posted Date
Jul 18, 2021
Info Source
Employer  - Full-Time  90  

... is looking to hire Compliance Manager at the Chicago Office. This ... motivated and exceptional performers. Compliance Manager will report to a Compliance ... participate in internal, external, and..

 
Company
Interactive Brokers Group, Inc.
Location
Chicago, IL
Posted Date
Feb 12, 2023
Info Source
Employer  - Full-Time  90  

... ideal candidate will have some regulatory compliance experience working for an ... working for an exchange, a regulatory organization, a Broker Dealer (BD), ... audit, legal, accounting or other..

 
Company
Mondelez International
Location
Chicago, IL
Posted Date
Apr 17, 2023
Info Source
Employer  - Full-Time  90  

Job Information Mondelez International Food Quality Compliance Coordinator in Chicago Illinois Are You Ready to Make It Happen at Mondelēz International? We are the creators of Oreo, Ritz Crackers, Triscuit, Sour ..

 
Company
Humana Inc.
Location
Chicago, IL
Posted Date
Oct 24, 2022
Info Source
Employer  - Full-Time  90  

... and designs improvements to internal control structures. Ensures all activities in ... Multi Factor Authentication Coordinate with business leads and develop strategies to ... on continuously improving consumer experiences,..

 
Company
Interactive Brokers Group, Inc.
Location
Chicago, IL
Posted Date
Feb 12, 2023
Info Source
Employer  - Full-Time  90  

... ideal candidate will have some regulatory compliance experience working for an ... working for an exchange, a regulatory organization, a Broker Dealer (BD), ... audit, legal, accounting or other..

 
Company
Interactive Brokers Group, Inc.
Location
Chicago, IL
Posted Date
Feb 02, 2023
Info Source
Employer  - Full-Time  90  

... an advisory capacity Implement internal control enhancements and appropriately solution potential ... potential compliance matters Assist draft business specifications to create and improve ... tools Assist coordinate responses to..

 
Company
**********
Location
Chicago, IL
Posted Date
Jun 17, 2022
Info Source
Employer  - Full-Time  90  

... will report to a Compliance Manager and will assist with ensuring ... administer by US and International regulatory bodies Advising management by collecting, ... ideal candidate will have some..

 
Company
Interactive Brokers Group, Inc.
Location
Chicago, IL
Posted Date
Feb 02, 2023
Info Source
Employer  - Full-Time  90  

... will report to a Compliance Manager and will assist with ensuring ... summarizing data and trends. Preparing regulatory filings Contribute to streamlining current ... candidate will have 2-5 years..

 
Company
**********
Location
Chicago, IL
Posted Date
Apr 06, 2022
Info Source
Employer  - Full-Time  90  

Compliance Analyst – Regulatory Correspondence Unit Interactive Brokers is ... will report to a Compliance Manager and will assist with ensuring ... workflows across numerous priorities Prepare regulatory filings related..

 
Company
**********
Location
Chicago, IL
Posted Date
Jun 18, 2022
Info Source
Employer  - Full-Time  90  

... is looking to hire Compliance Manager at the Chicago Office within ... within the Financial Intelligence Unit -Regulatory Inquiries team . This is ... and exceptional performers. The Compliance..

 
Company
**********
Location
Chicago, IL
Posted Date
Jan 07, 2023
Info Source
Employer  - Full-Time  90  

Financial Controls and SOX Manager Aon Global SOX team has ... for a highly motivated SOX Manager! This hybrid role with the ... SOX Department. As the SOX Manager you..

 
Company
Aon PLC.
Location
Chicago, IL
Posted Date
Apr 01, 2023
Info Source
Employer  - Full-Time  90  

Administrative Operations Manager, Law and Compliance Are you ... your career? The Administrative Operations Manager (AOM) is a vital role ... that focuses on client and business needs, providing strong..

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