Regulatory Audit Jobs in Connecticut

... trends. Conduce quality assurance on regulatory filings Contribute to streamlining current ... ideal candidate will have some regulatory compliance experience working for an ... working for an exchange, a..

... knowledge and skills regarding non-financial regulatory reporting obligations of brokers and ... systems to comply with these regulatory reporting requirements and manage staff ... comply with securities and commodities..

Job Information Humana IT Exception Management Professional 2 in Bridgeport Connecticut Description Are you a fit? Do you have a passion for being able to impact and influence the direction of ..

... are centrally documented in the Regulatory Repository Coordinate and compose time ... time sensitive responses to incoming regulatory inquiries and issues reflective of ... reports, prior to submission to..

Job Information Humana Senior Compliance Professional- REMOTE (Anywhere in the US) in Bridgeport Connecticut Description The Senior Compliance Professional ensures compliance with contractual, statutory, and governmental requirements. The Senior Compliance Professional ..

Job Information Humana Manager, Compliance - Agent Investigation Unit in Bridgeport Connecticut Description The Manager, Compliance ensures compliance with governmental requirements. The Manager, Compliance works within specific guidelines and procedures; applies ..

Description The Supervisor, Compliance Nursing reviews utilization management activities and documentation to ensure adherence to policies, procedures, and regulations and to prevent and detect fraud, waste, and abuse. The Supervisor, Compliance ..

Description The Compliance Nurse 2 reviews utilization management activities and documentation to ensure adherence to policies, procedures, and regulations and to prevent and detect fraud, waste, and abuse. The Compliance Nurse ..

... reporting to various large position regulatory reporting systems such as the ... is focused on the Consolidated Audit Trail reporting systems and compliance ... industry will be considered. Reviewing..

Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ..

... has appropriate experience at a regulatory agency, exchange or law firm. ... for someone with experience in regulatory exam management, compliance testing, and ... comply with relevant legal and..

... with BI Legal, BI Underwriting, Regulatory, and Product line management to ... Risk Assessments (ERA), and Corporate Audit reviews/inquiries. Producer Compliance: Create and ... in response to compliance or..

Job Information Humana Compliance Lead - Remote in Bridgeport Connecticut Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of diverse scope and complexity ranging ..

Description The Supply Chain Professional 2 reports through Humana's Pharmacy Supply Chain and performs DSCSA (Drug Supply Chain Security Act) compliance related tasks in support of Humana's Pharmacy inventory receiving operations. ..

Interactive Brokers is looking to hire Compliance Sanctions Testing Analysts for a temp project. This position is in Greenwich, CT but remote candidates will be considered. Analysts will report to Compliance ..

Job Description Interactive Brokers is looking for a motivated, financial services professional with in-depth knowledge of brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk ..

Description The Compliance Nurse 2 reviews utilization management activities and documentation to ensure adherence to policies, procedures, and regulations and to prevent and detect fraud, waste, and abuse. The Compliance Nurse ..

Job Information Humana Senior IT Compliance Professional- Controls Management (Remote / Virtual) in Bridgeport Connecticut Description We are looking for a talented risk and compliance expert to help build a best ..

Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of diverse scope and complexity ranging from moderate to substantial. This role will focus on Humana's ..

... reporting to various large position regulatory reporting systems such as the ... is focused on the Consolidated Audit Trail reporting systems and compliance ... industry will be considered. Reviewing..

... etc. Assisting with response to regulatory inquiries pertaining to the firm’s ... of compliance-curiosity, and have some regulatory experience working for an exchange, ... working for an exchange, a..

Description The Director, IT Compliance audits the most complex new and existing information systems applications to ensure that appropriate controls exist, that processing is efficient and accurate, and that information systems ..

... changes that assure compliance with regulatory and contract obligations. Coordinates business ... a plan to monitor and audit business processes to prevent, detect, ... and apply laws, regulations, and..