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42

Regulatory Analyst Jobs in Connecticut





Job info
 
Company
**********
Location
Greenwich, CT
Posted Date
Feb 13, 2021
Info Source
Employer  - Full-Time  90  

... to hire a Senior Compliance Analyst at the Chicago Office. This ... summarizing data and trends. Preparing regulatory filings Contribute to streamlining current ... candidate will have 2-5 years..

 
Company
**********
Location
Greenwich, CT
Posted Date
Feb 28, 2021
Info Source
Employer  - Full-Time  90  

... to hire a Senior Compliance Analyst at the Chicago Office. This ... summarizing data and trends. Preparing regulatory filings related to AML & ... candidate will have 5 years..

 
Company
**********
Location
New London, CT
Posted Date
Mar 31, 2021
Info Source
Employer  - Full-Time  90  

... System Manager of Accreditation and Regulatory Affairs Department, Office of the ... coordinate, plan and organize overall regulatory compliance and readiness (e.g. CMS, ... procedures as they relate to..

 
Company
**********
Location
Bridgeport, CT
Posted Date
May 02, 2022
Info Source
Employer  - Full-Time  90  

Description The Supervisor, Compliance Nursing reviews utilization management activities and documentation to ensure adherence to policies, procedures, and regulations and to prevent and detect fraud, waste, and abuse. The Supervisor, Compliance ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Dec 07, 2021
Info Source
Employer  - Full-Time  90  

Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Jan 22, 2022
Info Source
Employer  - Full-Time  90  

... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a regulatory agency, exchange, or law firm. ... back-office functions. Responsibilities: The Compliance..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Feb 07, 2022
Info Source
Employer  - Full-Time  90  

Description The Supply Chain Professional 2 reports through Humana's Pharmacy Supply Chain and performs DSCSA (Drug Supply Chain Security Act) compliance related tasks in support of Humana's Pharmacy inventory receiving operations. ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 27, 2022
Info Source
Employer  - Full-Time  90  

Job Description Interactive Brokers is looking for a motivated, financial services professional with knowledge of brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk management. ..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Apr 07, 2023
Info Source
Employer  - Full-Time  90  

Job Information Humana Compliance Lead - Remote in Bridgeport Connecticut Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of diverse scope and complexity ranging ..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 20, 2021
Info Source
Employer  - Full-Time  90  

... knowledge and skills regarding non-financial regulatory reporting obligations of brokers and ... systems to comply with these regulatory reporting requirements and manage staff ... comply with securities and commodities..

 
Company
**********
Location
Greenwich, CT
Posted Date
Jul 17, 2021
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 30, 2022
Info Source
Employer  - Full-Time  90  

... looking for an experienced Compliance Analyst with 5 years of experience ... reporting to various large position regulatory reporting systems such as the ... industry will be considered. Reviewing..

 
Company
Humana Inc.
Location
Bridgeport, CT
Posted Date
Sep 03, 2022
Info Source
Employer  - Full-Time  90  

... changes that assure compliance with regulatory and contract obligations. Coordinates business ... and apply laws, regulations, and regulatory guidance for Specialty lines of ... issues, conduct research, and provide..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Mar 19, 2022
Info Source
Employer  - Full-Time  90  

Job Information Humana Senior Compliance Professional- REMOTE (Anywhere in the US) in Bridgeport Connecticut Description The Senior Compliance Professional ensures compliance with contractual, statutory, and governmental requirements. The Senior Compliance Professional ..

 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
May 22, 2021
Info Source
Employer  - Full-Time  90  

... looking to hire a Compliance Analyst at the Chicago or Greenwich ... etc. Assisting with response to regulatory inquiries pertaining to the firm’s ... ideal candidate will have some..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 30, 2022
Info Source
Employer  - Full-Time  90  

... looking for an experienced Compliance Analyst with 5 years of experience ... reporting to various large position regulatory reporting systems such as the ... industry will be considered. Reviewing..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 08, 2021
Info Source
Employer  - Full-Time  90  

... full-time remote Quality Assurance Compliance Analyst who resides in New York, ... trends. Conduce quality assurance on regulatory filings Contribute to streamlining current ... ideal candidate will have some..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Mar 23, 2023
Info Source
Employer  - Full-Time  90  

... are centrally documented in the Regulatory Repository Coordinate and compose time ... time sensitive responses to incoming regulatory inquiries and issues reflective of ... reports, prior to submission to..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 06, 2022
Info Source
Employer  - Full-Time  90  

... a motivated and talented compliance analyst who is familiar with U.S. ... has appropriate experience at a regulatory agency, exchange or law firm. ... for someone with experience in..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

Job Description Interactive Brokers is looking for a motivated, data professional to support the implementation of Data Lineage and Data Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Feb 11, 2023
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking to hire Compliance Sanctions Testing Analysts for a temp project. This position is in Greenwich, CT but remote candidates will be considered. Analysts will report to Compliance ..

 
Company
**********
Location
Hartford, CT
Posted Date
Feb 28, 2022
Info Source
Recruiter  - Full-Time  90 

Salary: Compliance Officer opportunity, reporting to the CCO, with a well-regarded Investment/Asset Management organization. This role will focus heavily on Contract drafting/revising/negotiating of Investment Management agreements and amendments, accounting services agreements ..

 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
Apr 15, 2022
Info Source
Employer  - Full-Time  90  

... looking to hire a Compliance Analyst at the Chicago or Greenwich ... etc. Assisting with response to regulatory inquiries pertaining to the firm’s ... of compliance-curiosity, and have some..

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