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Financial Services Regulatory Compliance Staff Attorney The candidatye must have 1 to 2 years of financial services regulatory compliance experience. Experience, or at least familiarity, with the financial services industry and ..
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FINANCIAL SERVICES REGULATORY COMPLIANCE ATTORNEY – Birmingham, AL or Charlotte, NC. The Financial Services Team is seeking to add attorneys with 2-5 years of financial services regulatory compliance, licensing, or enforcement ..
... are centrally documented in the Regulatory Repository Coordinate and compose time ... time sensitive responses to incoming regulatory inquiries and issues reflective of ... reports, prior to submission to..
