Regulatory Advisor Jobs in Connecticut

Job Description & Responsibilities Interactive Brokers is looking to hire a Senior Compliance Analyst at the Chicago Office. This is a position with excellent growth potential for highly motivated and exceptional ..

Job Description & Responsibilities Interactive Brokers is looking to hire a Senior Compliance Analyst at the Chicago Office. This is a position with excellent growth potential for highly motivated and exceptional ..

Interactive Brokers is looking to hire a full-time remote Quality Assurance Compliance Analyst who resides in New York, Illinois, New Jersey, Massachusetts, Florida, Connecticut or California. This is a position with ..

Job Description Interactive Brokers is looking for an experienced Compliance Analyst with 5 years of experience in a compliance role, preferably in the commodities or securities industry. This position is responsible ..

... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a regulatory agency, exchange, or law firm. ... stock loan, and more). Handling..

Job Description Interactive Brokers is looking for a motivated, financial services professional with knowledge of brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk management. ..

Interactive Brokers is looking to hire Compliance Sanctions Testing Analysts for a temp project. This position is in Greenwich, CT but remote candidates will be considered. Analysts will report to Compliance ..

... will report to the Financial Advisor (“FA”) Compliance Team Lead and ... relating to Interactive Brokers Financial Advisor program and clients. Responsibilities Supporting ... implementation of the firm’s financial..

Job Description Interactive Brokers is looking for a motivated, data professional to support the implementation of Data Lineage and Data Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ..

Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ..

Job Description Interactive Brokers is looking for a motivated, financial services professional with in-depth knowledge of brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk ..

... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a regulatory agency, exchange or law firm. ... will be responsible for: Handling..

... will report to the Financial Advisor Compliance Team Lead and will ... relating to Interactive Brokers Financial Advisor program and clients. Responsibilities Supporting ... implementation of the firm’s financial..

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..

... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a regulatory agency, exchange or law firm. ... Advisors. Knowledge of foreign financial..

... has appropriate experience at a regulatory agency, exchange or law firm. ... for someone with experience in regulatory exam management, compliance testing, and ... comply with relevant legal and..

Job Description Interactive Brokers is looking for an experienced Compliance Analyst with 5 years of experience in a compliance role, preferably in the commodities or securities industry. This position is responsible ..

... knowledge and skills regarding non-financial regulatory reporting obligations of brokers and ... systems to comply with these regulatory reporting requirements and manage staff ... comply with securities and commodities..

Job Information Humana IT Exception Management Professional 2 in Bridgeport Connecticut Description Are you a fit? Do you have a passion for being able to impact and influence the direction of ..

... (https://www.accenture.com/us-en/main-cfo-enterprise-value-index) You are: A trusted advisor to clients especially within banking, ... years working in risk and regulatory compliance risk and regulatory compliance within your industry (including ... of..

Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..