THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
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... to hire a full-time remote Quality Assurance Compliance Analyst who resides in New York, ... Analysts will report to a Quality Assurance Compliance Manager in our Chicago ... laws..
... knowledge and skills regarding non-financial regulatory reporting obligations of brokers and ... systems to comply with these regulatory reporting requirements and manage staff ... comply with securities and commodities..
Description The Compliance Lead ensures compliance with governmental requirements and works on problems of diverse scope and complexity ranging from moderate to substantial utilizing reporting and analytics. Exercises independent judgment and ..
... Compliance Managers from Sanctions and Quality Assurance (“QA”) - Testing & Monitoring ... ideal candidate will have some regulatory compliance experience working for an ... working for an exchange,..
