THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
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... knowledge and skills regarding non-financial regulatory reporting obligations of brokers and ... systems to comply with these regulatory reporting requirements and manage staff ... comply with securities and commodities..
... professional with a background in regulatory reporting including such systems as: ... techniques and problem management. The analyst’s focus will primarily be on ... to identify and research potential..
The Clinical Biospecimen & Data Specifications Manager (CBDSM) role within Quality and Compliant Operations (QCO) is responsible for supporting the Vaccine Research & Development (VRD) Clinical Compliance Head and Research Informatics ..
... looking for an experienced Compliance Analyst with 5 years of experience ... reporting to various large position regulatory reporting systems such as the ... of systems and to devise..
Job Description Interactive Brokers is looking for a motivated, financial services professional with knowledge of brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk management. ..
... changes that assure compliance with regulatory and contract obligations. Coordinates business ... and apply laws, regulations, and regulatory guidance for Specialty lines of ... issues, conduct research, and provide..