THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
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Birmingham McGlinchey Stafford is a premier midsized business law firm offering services in more than 40 practice areas through a highly integrated national platform. The firm is seeking a corporate associate ..
... including activity, analysis, reporting and compliance with university, state and federal ... account establishment, required investment activities, compliance monitoring systems and problem resolution. ... calculations, verify investment valuations, monitor..
... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..
Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..
... applications for a Director of Compliance (NCAA Compliance Officer). This is a full-time position, ... to the Associate AD of Compliance and will serve as day-to-day ... and will..
