Legal Regulatory Analyst Jobs in Connecticut | ComplianceCrossing.com


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16

Legal Regulatory Analyst Jobs in Connecticut






Job info
 
Company
**********
Location
Bridgeport, CT
Posted Date
Dec 03, 2020
Info Source
Employer  - Full-Time  90  

Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior Compliance Professional work assignments involve moderately complex to complex issues where the analysis of situations or data requires an ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Feb 13, 2021
Info Source
Employer  - Full-Time  90  

... to hire a Senior Compliance Analyst at the Chicago Office. This ... summarizing data and trends. Preparing regulatory filings Contribute to streamlining current ... candidate will have 2-5 years..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Feb 21, 2021
Info Source
Employer  - Full-Time  90  

Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior Compliance Professional work assignments involve moderately complex to complex issues where the analysis of situations or data requires an ..

 
Company
**********
Location
New London, CT
Posted Date
Mar 31, 2021
Info Source
Employer  - Full-Time  90  

... System Manager of Accreditation and Regulatory Affairs Department, Office of the ... coordinate, plan and organize overall regulatory compliance and readiness (e.g. CMS, ... procedures as they relate to..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 08, 2021
Info Source
Employer  - Full-Time  90  

... full-time remote Quality Assurance Compliance Analyst who resides in New York, ... trends. Conduce quality assurance on regulatory filings Contribute to streamlining current ... ideal candidate will have some..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 06, 2022
Info Source
Employer  - Full-Time  90  

... a motivated and talented compliance analyst who is familiar with U.S. ... has appropriate experience at a regulatory agency, exchange or law firm. ... for someone with experience in..

 
Company
**********
Location
Hartford, CT
Posted Date
Feb 28, 2022
Info Source
Recruiter  - Full-Time  90 

Salary: Compliance Officer opportunity, reporting to the CCO, with a well-regarded Investment/Asset Management organization. This role will focus heavily on Contract drafting/revising/negotiating of Investment Management agreements and amendments, accounting services agreements ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Jan 22, 2022
Info Source
Employer  - Full-Time  90  

... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a regulatory agency, exchange, or law firm. ... back-office functions. Responsibilities: The Compliance..

 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
Apr 15, 2022
Info Source
Employer  - Full-Time  90  

... looking to hire a Compliance Analyst at the Chicago or Greenwich ... etc. Assisting with response to regulatory inquiries pertaining to the firm’s ... of compliance-curiosity, and have some..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 20, 2021
Info Source
Employer  - Full-Time  90  

... knowledge and skills regarding non-financial regulatory reporting obligations of brokers and ... systems to comply with these regulatory reporting requirements and manage staff ... comply with securities and commodities..

 
Company
Humana Inc.
Location
Bridgeport, CT
Posted Date
Aug 24, 2022
Info Source
Employer  - Full-Time  90  

Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of diverse scope and complexity ranging from moderate to substantial. This role will focus on Humana's ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Feb 28, 2021
Info Source
Employer  - Full-Time  90  

... to hire a Senior Compliance Analyst at the Chicago Office. This ... summarizing data and trends. Preparing regulatory filings related to AML & ... candidate will have 5 years..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Mar 19, 2022
Info Source
Employer  - Full-Time  90  

Job Information Humana Senior Compliance Professional- REMOTE (Anywhere in the US) in Bridgeport Connecticut Description The Senior Compliance Professional ensures compliance with contractual, statutory, and governmental requirements. The Senior Compliance Professional ..

 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
May 22, 2021
Info Source
Employer  - Full-Time  90  

... looking to hire a Compliance Analyst at the Chicago or Greenwich ... etc. Assisting with response to regulatory inquiries pertaining to the firm’s ... ideal candidate will have some..

 
Company
**********
Location
Greenwich, CT
Posted Date
Feb 11, 2023
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking to hire Compliance Sanctions Testing Analysts for a temp project. This position is in Greenwich, CT but remote candidates will be considered. Analysts will report to Compliance ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 03, 2021
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking for a motivated and talented compliance officer who is familiar with securities and commodities regulatory issues and has appropriate experience at a regulatory agency, exchange or law ..

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