Legal Compliance Manager Jobs in Ontario

... Responsible for managing the Bank’s compliance monitoring program. This position will ... regulations monitor the results of compliance examinations and compliance audits and provide advice regarding ... and nature..

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

9/22/2022 Conducts compliance audits of central operations departments, administrative departments, lending units and other business activities of Cathay General Bancorp and its subsidiaries. The audits may cover any functional or organizational ..

... the scope of the Bank’s compliance monitoring program. This includes completing ... monitoring program. This includes completing compliance monitoring projects and providing reports ... and providing reports to the..

... responsible for supporting the Bank’s compliance monitoring program. The Compliance Monitoring Officer monitors changes in ... applicable laws and regulations, performs compliance reviews and generates reports to ... and..

12/29/2022 Supports the Compliance Officer in the execution of ... in the execution of the Compliance Management System. Understanding of laws, ... Bank's products and services. Maintains compliance policies and..