THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
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Job Description & Responsibilities Interactive Brokers is looking to hire a Senior Compliance Analyst at the Chicago Office. This is a position with excellent growth potential for highly motivated and exceptional ..
Interactive Brokers is looking to hire a full-time remote Quality Assurance Compliance Analyst who resides in New York, Illinois, New Jersey, Massachusetts, Florida, Connecticut or California. This is a position with ..
... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be to: ... focus will be to:..
Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..
Job Information Humana Compliance Lead - Remote in Bridgeport ... in Bridgeport Connecticut Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of .....
... for a motivated and talented compliance analyst who is familiar with U.S. ... experience in regulatory exam management, compliance testing, and policy management. Responsibilities ... policy management. Responsibilities The..
... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..
Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of ... moderate to substantial. Responsibilities The Compliance Lead develops and implements compliance policies and..
Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with governmental requirements. The Senior Compliance Professional work assignments involve moderately ... variable factors. Responsibilities Seeking Senior..
Description The Compliance Lead ensures compliance with governmental requirements and works ... include: Responsible for effectiveness of compliance program which includes metrics, reporting, ... process improvements and automation to compliance..
... performs DSCSA (Drug Supply Chain Security Act) compliance related tasks in support of ... Quarterly audits to include DSCSA compliance and Humana user Access to ... Qualifications Prior Drug..
... is looking to hire a Compliance Analyst at the Chicago or Greenwich ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial..
... is looking to hire a Compliance Analyst at the Chicago or Greenwich ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial..
... for a motivated and talented compliance officer who is familiar with ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and Back ... various responsibilities, including: Providing..
Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..
... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... area for testing of Sanctions..
... is looking for an experienced Compliance Analyst with 5 years of experience ... years of experience in a compliance role, preferably in the commodities ... position is responsible for..
Job Information Humana Senior IT Compliance Professional- Controls Management (Remote / ... for a talented risk and compliance expert to help build a ... will be supporting a cross-functional IT..
Salary: Compliance Officer opportunity, reporting to the CCO, with a well-regarded Investment/Asset Management organization. This role will focus heavily on Contract drafting/revising/negotiating of Investment Management agreements and amendments, accounting services agreements ..
Description The Associate Director, Credentialing/Compliance manages the Dental Credentialing and ... manages the Dental Credentialing and Compliance team ensuring that dental providers ... Humana's Dental Networks operate in compliance with..
... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will be to: ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps..