Investment Compliance Jobs in United Kingdom

u003cpu003eOliver James Associates have been mandated to find a Senior Manager: Technology Trade Surveillance u0026amp; Market Abuse to be based in London. The position pays up to c£100,000 basic / guaranteed ..

... Business Analyst to join the Compliance Department in our highly automated, ... have primary responsibility for pan-European Compliance projects arising out of non-financial ... EMIR, SFTR, CSDR) and similar..

2492411 - Compliance Manager - Retirement (London / ... have an opening for a Compliance Manager to assist with the ... the delivery of the ongoing compliance programme and arrangements..

2492402 - Senior Compliance Manager - Investments (Farnborough / ... have an opening for a Compliance Manager to assist with the ... the delivery of the ongoing compliance programme and..

... capable of collaborating with Legal, Compliance and Business stakeholders in delivering ... stakeholders in delivering IBUK’s risk-based compliance testing and monitoring and supporting ... and monitoring and supporting the..

2497039 - Compliance Assurance Manager (Virtual-Remote, UK) We’re ... hiring! The UK Risk and Compliance function supports our colleagues in ... Solutions UK Limited and Aon Investment Limited. We help..

ROLE: COMPANY SECRETARY AIB GROUP (UK) PLC   LOCATION: St Helens, 1 Undershaft, London EC3A 8AB, United Kingdom (and working from home)   This role is being offered on a PERMANENT basis.   ARE ..

... capable of collaborating with Legal, Compliance and Business stakeholders in delivering ... stakeholders in delivering IBUK’s risk-based compliance testing and monitoring and supporting ... and monitoring and supporting the..

This role is for a senior audit specialist, to bring business and audit experience as the internal audit function evolves, in particular to upskill the function, embed the methodology and systems, ..

Preeminent global asset manager seeks a Compliance Analyst to advise on investment and operational activities. The incumbent will assist the Senior Compliance Manager in providing consultative support and regulatory advice to ..

... customer service. With our continued investment in our fleet, our technology ... System- monitoring driver and vehicle compliance * Analyse infringement reports and ... for Transport management * Support..

My client is a leading global business who are now seeking an Anti-Money Laundering (AML) Compliance Analyst to work full time in central London. The role reports to the Compliance Team ..

2499524 - Assistant Compliance Manager (London / Farnborough, UK) ... an opening for an Assistant Compliance Manager to assist with the ... the delivery of the ongoing compliance programme and..

... do is diverse. Our Tax Compliance team is a leading provider ... leading provider of technology enabled compliance and integrated advisory services, working ... in particular industries or technical..

Markets Compliance Specialist, £75k bonus Recruiter Eames ... Contact David Stacey Job Type Compliance & Regulation , Internal Audit ... Sector Banking & Finance - Investment Contract Type Permanent Hours..

Aon Is Looking for an Investment Risk & Operational Compliance Manager Are you in search ... is currently recruiting for an Investment Risk & Operational Compliance Manager to join the..

My client is an international Investment House based in central London ... with a vacancy for a Compliance Officer The role of the ... Officer The role of the compliance..

ROLE: COMPLIANCE ADVISORY RISK ANALYST - CONDUCT ... key to our second line Compliance function. UK Regulatory Compliance is an independent, second line ... amended regulations within the Regulatory Compliance..

... Aon Investments Ltd Risk & Compliance Committee, the Aon Securities Ltd ... (incl. regarding any required statutory compliance and Board governance disclosures), arranging ... with their management of statutory..

Twenty84 has an exciting opportunity for an experienced and collaborative Head of Compliance and MLRO to join an inclusive wealth management / investments fintech start-up. This full-time Head of Compliance can ..

... fits within the (country) regulatory compliance framework a. Can advise the ... operate ISCC mass balances post investment c. Envisaging the exponential growth, ... from You Significant experience in..