Investment Compliance Director Jobs

Job Information Humana Associate Director, Compliance Operations - LTC in Tampa ... Tampa Florida Description The Associate Director, Compliance ensures compliance with governmental requirements. The Associate ... with governmental requirements...

Aon is looking for an Investment Compliance Manager As part of an ... and effective solutions supporting our investment team. Your impact as an ... team. Your impact as an..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

Senior Investment Risk and Compliance Analyst The Tennessee Department of ... in assets through its various investment programs. We administer and invest ... more. Job Overview: The Senior Investment Risk..

Aon is looking for a Compliance Analyst, Aon Investments USA. This ... innovative and effective solutions supporting investment consulting. Aon Investments USA Inc. ... Inc. (“AIUSA”) is a registered investment..

Financial Controls and SOX Manager Aon Global SOX team has an exciting career opportunity for a highly motivated SOX Manager! This hybrid role with the flexibility to work both virtually or ..

... District, a $100 million JobsOhio investment, worldwide leadership in cooperative education, ... Roll. Under the leadership of Director of Athletics John Cunningham, and ... Athletics seeks applications for a..

Job Information Humana Associate Director of Compliance - Agent Investigation Unit in ... Louisville Kentucky Description The Associate Director, Compliance ensures compliance with governmental requirements. The Associate ... with governmental..

Aon is looking for a Compliance Analyst, Aon Investments USA The ... Analyst, Aon Investments USA The Compliance Analyst’s primary role is to ... role is to assist the Compliance..

... to join Splunku2019su00A0 Ethics and Compliance Program within Splunku2019s growing Compliance, Employment & Risk team. You ... will help lead ouru00A0 export compliance program,u00A0 working closely with our .....

Description Proactively leads the Bank’s Compliance and Bank Secrecy Act/Anti-Money Laundering ... and state regulations. Essential Functions: Compliance 60% Oversees the development, implementation, ... implementation, and ongoing review of Compliance..

... to hire a Trade Surveillance Compliance Manager at its Chicago Office. ... motivated and exceptional performers. The Compliance Manager will report to the ... will report to the Deputy..

... Conducts complex assurance/effectiveness reviews evaluating compliance in accordance with appropriate regulatory ... appropriate regulatory standards, metrics, established compliance plan(s) and prescribed departmental / ... program policies. Evaluates effectiveness of..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

... while growing our strong, diversified investment bank.u003cbru003eu003cbru003eWe are growth-oriented, people-focused, and ... TD has enhanced its Regulatory Compliance Management Framework (RCM) and is ... comprehensive approach to managing regulatory..

... seeking to fill a Bank Compliance Manager role in the Jackson, ... not a remote position). Bank Compliance Manager responsibilities include: Providing day-to-day ... Business Units on emerging BSA..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

As a Director of Compliance and Risk Management , you ... will architect and manage Paymerangs compliance programs including but not limited ... the Executive Team to bring compliance and..

... is seeking a Senior Proposal Compliance Analyst to ensure compliance with customer requirements documents (RFPs, ... support document reviews that include Compliance Matrices, and Contracts, Small Business, ... Evaluation..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

... facing our customers. The Proposal Compliance Director is a key leadership position ... and instrumental in establishing a Compliance First culture in Peraton. The ... First culture in Peraton...