THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
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Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..
... for a motivated and talented compliance officer who is familiar with securities ... federal regulations pertaining to Registered Investment Advisors and Commodity Trading Advisors. ... regulations is preferred. Responsibilities:..
... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..
... sophisticated platform to manage their investment portfolios. We provide our clients ... management tools, research facilities and investment products at low or no ... seeks a motivated and talented..
... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to:..
Salary: Compliance Officer opportunity, reporting to the CCO, ... the CCO, with a well-regarded Investment/Asset Management organization. This role will ... heavily on Contract drafting/revising/negotiating of Investment Management agreements and..
