Investment Advisory Chief Compliance Officer Jobs

... Information Deloitte Corporate Finance Senior Compliance Analyst in Chicago Illinois Corporate ... in Chicago Illinois Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance ... Finance LLC is seeking a..

... Information Deloitte Corporate Finance Senior Compliance Analyst in Charlotte North Carolina ... Charlotte North Carolina Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance ... Finance LLC is seeking a..

... Information Deloitte Corporate Finance Senior Compliance Analyst in New York New ... York New York Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance ... Finance LLC is seeking a..

... Conducts complex assurance/effectiveness reviews evaluating compliance in accordance with appropriate regulatory ... appropriate regulatory standards, metrics, established compliance plan(s) and prescribed departmental / ... program policies. Evaluates effectiveness of..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

... Summary u003c/strongu003eu003cbru003e u003cbru003e The Deputy Chief Compliance Officer (DCCO)is responsible for identifying, investigating, ... for identifying, investigating, and reporting compliance risks. Assist the Chief Compliance Officer and General Counsel..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

Aon is looking for an Investment Compliance Manager As part of an ... and effective solutions supporting our investment team. Your impact as an ... team. Your impact as an..