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Investment Adviser Regulatory Counsel Jobs
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Job title

Vice President and Chief Compliance Officer

Company
Dinsmore & Shohl LLP.
Location
Cincinnati, OH
Posted Date
Mar 05, 2022
Info Source
Employer  - Full-Time  90  

Communicate regulatory changes and trends with the ... the current and proposed financial regulatory environment (SEC, FINRA, DOL/ERISA, CFTC) ... of Securities Act of ‘33, Investment Advisers Act of ‘40,..

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