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Financial Consultant Jobs in Greenwich
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Job info
 
Job title

Compliance Officer-Regulatory Reporting

Company
**********
Location
Greenwich, CT
Posted Date
May 20, 2021
Info Source
Employer  - Full-Time  90  

... requires knowledge and skills regarding non-financial regulatory reporting obligations of brokers ... pertaining to broker dealers, particularly non-financial regulatory reporting obligations. Clear understanding ... Reg NMS, Regulation SHO and..

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