Financial Compliance Jobs in Connecticut

... is looking to hire a Compliance Analyst at the Chicago or ... analysts will report to the Financial Advisor Compliance Team Lead and will assist ... initiatives relating to..

Job Description The Deputy of Compliance Technology position requires knowledge and ... requires knowledge and skills regarding non-financial regulatory reporting obligations of brokers ... commodities regulatory reporting obligations. Provide compliance..

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... for a motivated and talented compliance officer who is familiar with ... Trading Advisors. Knowledge of foreign financial advisor regulations is preferred. Responsibilities: ... regulations is preferred. Responsibilities: The..

... building from current risk and compliance models to get ready for ... know youll stay ahead of compliance issues. The work: Assess risk ... develop mitigation strategies for top-tier..

... is looking to hire a Compliance Analyst at the Chicago or ... analysts will report to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... initiatives relating..

... for a motivated and talented compliance analyst who is familiar with ... experience in regulatory exam management, compliance testing, and policy management. Responsibilities ... policy management. Responsibilities The Sr...

Job Information Humana Manager, Compliance - Agent Investigation Unit in ... Bridgeport Connecticut Description The Manager, Compliance ensures compliance with governmental requirements. The Manager, ... with governmental requirements. The Manager,..

Description The Supply Chain Professional 2 reports through Humana's Pharmacy Supply Chain and performs DSCSA (Drug Supply Chain Security Act) compliance related tasks in support of Humana's Pharmacy inventory receiving operations. ..

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..

Job Information Humana Compliance (UM) Coordinator 2 in Bridgeport ... in Bridgeport Connecticut Description The Compliance (UM) Coordinator 2 conducts and ... Coordinator 2 conducts and summarizes compliance audits. The..

... for a motivated and talented compliance officer who is familiar with ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and ... various responsibilities, including: Providing advisory..

... is looking for an experienced Compliance professional with a background in ... requires related experience in the financial services industry, and a broad ... 3 years brokerage experience in..

... is looking for a motivated, financial services professional with in-depth knowledge ... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

... is looking for a motivated, financial services professional with knowledge of ... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior..

... and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ... seeks a motivated and talented compliance officer familiar with electronic trading ... will be the firm’s lead..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... area for testing of Sanctions..

Description The Associate Director, Credentialing/Compliance manages the Dental Credentialing and ... manages the Dental Credentialing and Compliance team ensuring that dental providers ... Humana's Dental Networks operate in compliance with..

... for a motivated and talented compliance officer who is familiar with ... back office functions. Responsibilities: The Compliance Officer – Special Products and ... stock lending and margin. Providing..

Salary: Compliance Officer opportunity, reporting to the CCO, with a well-regarded Investment/Asset Management organization. This role will focus heavily on Contract drafting/revising/negotiating of Investment Management agreements and amendments, accounting services agreements ..