Financial Aid Compliance Officer Jobs in Connecticut

Job Description The Deputy of Compliance Technology position requires knowledge and ... requires knowledge and skills regarding non-financial regulatory reporting obligations of brokers ... commodities regulatory reporting obligations. Provide compliance..

... for a motivated and talented compliance officer who is familiar with securities ... Trading Advisors. Knowledge of foreign financial advisor regulations is preferred. Responsibilities: ... regulations is preferred. Responsibilities:..

... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..

... and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s..

... is looking for a motivated, financial services professional with in-depth knowledge ... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The..