Financial Aid Compliance Officer Jobs in Connecticut

Job Description The Deputy of Compliance Technology position requires knowledge and ... requires knowledge and skills regarding non-financial regulatory reporting obligations of brokers ... commodities regulatory reporting obligations. Provide compliance..

... for a motivated and talented compliance officer who is familiar with securities ... Trading Advisors. Knowledge of foreign financial advisor regulations is preferred. Responsibilities: ... regulations is preferred. Responsibilities:..

... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..

... is looking for a motivated, financial services professional with in-depth knowledge ... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The..

... and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s..