THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
Supports PDF, DOC, DOCX, TXT, XLS, WPD, HTM, HTML files up to 5 MB
Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..
... for a motivated and talented compliance officer who is familiar with securities ... Registered Investment Advisors and Commodity Trading Advisors. Knowledge of foreign financial ... regulations is preferred. Responsibilities:..
... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..
... seeks a motivated and talented compliance officer familiar with electronic trading processes and regulations. This individual ... will be the firm’s lead compliance officer in key areas, including the..
... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to:..
