THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
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Communicate regulatory changes and trends with the ... the current and proposed financial regulatory environment (SEC, FINRA, DOL/ERISA, CFTC) ... regulations Experience with financial industry regulatory requirements, forms & systems..
... and renewals. Track legislative and regulatory changes, and work with the ... them of applicable legislative and regulatory changes. Assist legal and compliance ... NMLS online system. Responsible for..
