Due Diligence Compliance Jobs in Connecticut

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..

Salary: Compliance Officer opportunity, reporting to the ... vendor agreements, along with associated due diligence. The role will also in ... include other investment management regulatory compliance duties, i.e., review..

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..