Director Legal Compliance Jobs

... are looking for a Program Compliance Director to provide staff training and ... and system reviews. As a Director, this position will have supervisory ... accountability. Monitor program and..

... Do: General Summary Supports the Compliance Program and is committed to ... the operation of an effective compliance program. Works under general direction ... to policies and procedures in..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

... working closely with our global legal, product, engineering, security & privacy, ... to calibrate risk and handle legal issues in business-centric ways, develop ... have experience with other regulatory..

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

... Health (the Alliance) as the Compliance Director , leading our Compliance department. This position is available ... FOR Reporting to the Chief Compliance Officer, you will: Provide strategic .....

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

... integral part in the firm’s compliance and regulatory processes We have ... a rare opportunity for a Compliance Manager to join our team. ... be responsible for the firm’s..

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

9/22/2022 Conducts compliance audits of central operations departments, administrative departments, lending units and other business activities of Cathay General Bancorp and its subsidiaries. The audits may cover any functional or organizational ..

9/22/2022 Conducts compliance audits of central operations departments, administrative departments, lending units and other business activities of Cathay General Bancorp and its subsidiaries. The audits may cover any functional or organizational ..

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

... Responsible for managing the Bank’s compliance monitoring program. This position will ... regulations monitor the results of compliance examinations and compliance audits and provide advice regarding ... and nature..

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

... Responsible for managing the Bank’s compliance monitoring program. This position will ... regulations monitor the results of compliance examinations and compliance audits and provide advice regarding ... and nature..

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

... Responsible for managing the Bank’s compliance monitoring program. This position will ... regulations monitor the results of compliance examinations and compliance audits and provide advice regarding ... and nature..

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

Lead on our firm’s compliance and regulatory processes We have ... a rare opportunity for a Compliance Manager to join our team. ... be responsible for the firm’s compliance and..