Corporate Compliance Jobs in Greenwich

Job Description & Responsibilities Interactive Brokers is looking to hire a Senior Compliance Analyst at the Chicago Office. This is a position with excellent growth potential for highly motivated and exceptional ..

Job Description & Responsibilities Interactive Brokers is looking to hire a Senior Compliance Analyst at the Chicago Office. This is a position with excellent growth potential for highly motivated and exceptional ..

Interactive Brokers is looking to hire a full-time remote Quality Assurance Compliance Analyst who resides in New York, Illinois, New Jersey, Massachusetts, Florida, Connecticut or California. This is a position with ..

... for a motivated and talented compliance officer who is familiar with ... back office functions. Responsibilities: The Compliance Officer – Special Products and ... stock lending and margin. Providing..

Description The Director, IT Compliance audits the most complex new ... information systems procedures are in compliance with corporate standards. The Director, IT Compliance requires an in-depth understanding of .....

Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..

The CMO Compliance Manager will have primary responsibility ... of critical programs in the compliance office of the department of ... the department of Contracting and Corporate Affairs. The manager..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

... is looking to hire a Compliance Analyst at the Chicago or ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial advisor..

... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be ... focus will be to: Support..

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... area for testing of Sanctions..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..

Job Information Humana Senior IT Compliance Professional- Controls Management (Remote / ... for a talented risk and compliance expert to help build a ... IT leaders to ensure Humana's compliance..

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..

... control environment. Responsibilities The IT Compliance Professional 2 works with all ... information systems procedures are in compliance with industry and corporate standards. Understands department, segment, and ... of..

... seeks a motivated and talented compliance officer familiar with electronic trading ... will be the firm’s lead compliance officer in key areas, including ... each of these topics, the..

... for a motivated and talented compliance analyst who is familiar with ... experience in regulatory exam management, compliance testing, and policy management. Responsibilities ... policy management. Responsibilities The Sr...

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..

... is looking to hire a Compliance Analyst at the Chicago or ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial advisor..

... for a motivated and talented compliance officer who is familiar with ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and ... various responsibilities, including: Providing advisory..