Compliance Secretary Jobs

... Vermont is looking for a Compliance & Financial and Regulatory Reporting ... Within a team environment, the “Compliance Specialist” may also be called ... be called upon to assist..

... Brokers is looking to hire Compliance Manager at the Chicago Office ... motivated and exceptional performers. The Compliance Manager will report to a ... Manager will report to a..

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..

Administrative Operations Manager, Law and Compliance Are you an administrative professional ... administrative support to Law & Compliance (L&C) operations in addition to ... among the AOM, Law & Compliance..

Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ..

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..

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Aon is looking for a Compliance Analyst, Aon Investments USA. This ... succeed. Your impact as a Compliance Analyst, Investment ConsultingAIUSA’s compliance department provides service, support, and ... our reputation..

Knowledge Management - Compliance Compensation Base up to $70,000 plus benefits and paid OT Benefits: Medical and Dental Coverage Prescription Plan Prescription Mail-in Program Vision Care Flexible Spending Account Program Dependent ..

Job Information Kindred at Home Licensing and Regulatory Compliance Specialist in Overland Park Kansas As a Licensing and Regulatory Compliance Specialist , you will: Prepare and submit required license applications and ..

... motivated, IT audit, risk or compliance professional with experience working in ... regulated environment. Responsibilities The Senior Compliance Analyst’s primary focus will be ... focus will be to: Support..

Knowledge Management - Compliance Compensation Base up to $70,000 plus benefits and paid OT Benefits: Medical and Dental Coverage Prescription Plan Prescription Mail-in Program Vision Care Flexible Spending Account Program Dependent ..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

Job Number: 493159 Work type: Full Time Permanent Location: Melbourne (CBD) Categories: Leadership & Management As Guild Groups nears our seventh decade, we continue to innovate and challenge the way we ..

Description The Compliance (UM) Coordinator 2 conducts and summarizes compliance audits. The Compliance (UM) Coordinator 2 performs varied activities and moderately complex administrative/operational/customer support assignments. Performs computations. Typically works on semi-routine ..

Interactive Brokers is looking to hire a Senior Regulatory Analyst in its Chicago, Illinois office. This is an excellent growth potential for highly motivated and exceptional performers. The Senior Analyst will ..

**This position is expected to be full-time in office (Monday-Friday 9am-5pm)** THE POSITION The purpose of this position is to: Prepare, coordinate, and maintain various licensing applications, selected corporate filings, and ..

... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be ... focus will be to: Support..

... Health (the Alliance) as the Compliance Director , leading our Compliance department. This position is available ... FOR Reporting to the Chief Compliance Officer, you will: Provide strategic .....

Why work for us? Janus Henderson is a leading global active asset manager. We exist to help our clients achieve their long-term financial goals. Our team exemplifies our values of putting ..