Compliance Risk Advisor Jobs in Connecticut

Job Description & Responsibilities Interactive Brokers is looking to hire a Senior Compliance Analyst at the Chicago Office. This is a position with excellent growth potential for highly motivated and exceptional ..

... looking to hire a Senior Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... to AML & Financial Crime..

Interactive Brokers is looking to hire a full-time remote Quality Assurance Compliance Analyst who resides in New York, Illinois, New Jersey, Massachusetts, Florida, Connecticut or California. This is a position with ..

... for a motivated and talented compliance officer who is familiar with ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and ... various responsibilities, including: Providing advisory..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

... is looking to hire a Compliance Analyst at the Chicago or ... will report to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... relating to Interactive..

Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..

... platforms, or building from current risk and compliance models to get ready for ... (https://www.accenture.com/us-en/main-cfo-enterprise-value-index) You are: A trusted advisor to clients especially within banking, ... process. This helps..

... is looking to hire a Compliance Analyst at the Chicago or ... will report to the Financial Advisor Compliance Team Lead and will assist ... relating to Interactive Brokers..

... and commodities, and experience with compliance, internal controls and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide compliance coverage for all..

... for a motivated and talented compliance officer who is familiar with ... Advisors. Knowledge of foreign financial advisor regulations is preferred. Responsibilities: The ... regulations is preferred. Responsibilities: The..

... clients with advantageous execution prices, risk and portfolio management tools, research ... seeks a motivated and talented compliance officer familiar with electronic trading ... will be the firm’s lead..

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... area for testing of Sanctions..

... for a motivated and talented compliance analyst who is familiar with ... experience in regulatory exam management, compliance testing, and policy management. Responsibilities ... policy management. Responsibilities The Sr...

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

... like something interesting, the IT Risk Governance team may have an ... for you. The Information Technology Risk Governance (ITRG) team has a ... opportunity for an IT Governance..

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..

... and commodities, and experience with compliance, internal controls and risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be ... focus will be to: Support compliance coverage of..

... for a motivated and talented compliance officer who is familiar with ... back office functions. Responsibilities: The Compliance Officer – Special Products and ... stock lending and margin. Providing..

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..