Compliance Review Officer Jobs in Connecticut

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... the process to establish, maintain, review,..

... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will be ... be responsible for:..

... are looking for a Program Compliance Director to provide staff training ... request of the Chief Operating Officer. Conduct innovative conference presentations on ... request of the Chief Operating..

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to:..

Salary: Compliance Officer opportunity, reporting to the CCO, ... include other investment management regulatory compliance duties, i.e., review and provide updates on regulatory ... company. Prior Investment Management/ Adviser Compliance..