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... plan and organize overall regulatory compliance and readiness (e.g. CMS, DPH, ... as they relate to regulatory compliance. Works as an internal consultant ... improve process efficiencies, assess regulatory..
Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..
... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..
... for a motivated and talented compliance officer who is familiar with ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and ... various responsibilities, including: Providing advisory..
... building from current risk and compliance models to get ready for ... know youll stay ahead of compliance issues. The work: Assess risk ... working in risk and regulatory..
Job Location Drapelick Center (CT) - Bloomfield, CT Position Type Full Time Education Level Bachelors Degree Travel Percentage Negligible Job Shift First Shift Job Category Nonprofit - Social Services Community Solutions ..
... for a motivated and talented compliance officer who is familiar with ... back office functions. Responsibilities: The Compliance Officer – Special Products and ... stock lending and margin. Providing..
... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..
Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ..
Salary: Compliance Officer opportunity, reporting to the CCO, with a well-regarded Investment/Asset Management organization. This role will focus heavily on Contract drafting/revising/negotiating of Investment Management agreements and amendments, accounting services agreements ..
