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Compliance Officers Jobs






Job info
 
Company
**********
Location
Cincinnati, OH
Posted Date
Jul 22, 2021
Info Source
Employer  - Full-Time  90  

Description The Contract Administrator (Compliance Lead) ensures compliance with governmental requirements. The Compliance Lead works on problems of ... substantial. Responsibilities The Contract Administrator (Compliance Lead) will provide strategic guidance..

 
Company
The University of Cincinnati
Location
Cincinnati, OH
Posted Date
Aug 24, 2022
Info Source
Employer  - Full-Time  90  

... including activity, analysis, reporting and compliance with university, state and federal ... account establishment, required investment activities, compliance monitoring systems and problem resolution. ... calculations, verify investment valuations, monitor..

 
Company
**********
Location
Cincinnati, OH
Posted Date
Feb 09, 2022
Info Source
Employer  - Full-Time  90 

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

 
Company
Dinsmore & Shohl LLP.
Location
Cincinnati, OH
Posted Date
Mar 05, 2022
Info Source
Employer  - Full-Time  90  

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

 
Company
**********
Location
Cincinnati, OH
Posted Date
Feb 16, 2023
Info Source
Employer  - Full-Time  90  

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

 
Company
Dinsmore & Shohl LLP.
Location
Cincinnati, OH
Posted Date
Jun 28, 2022
Info Source
Employer  - Full-Time  90  

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

 
Company
**********
Location
Cincinnati, OH
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

 
Company
Dinsmore & Shohl LLP.
Location
Cincinnati, OH
Posted Date
Nov 27, 2022
Info Source
Employer  - Full-Time  90  

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

 
Company
**********
Location
Cincinnati, OH
Posted Date
May 19, 2022
Info Source
Employer  - Full-Time  90  

... applications for a Director of Compliance (NCAA Compliance Officer). This is a full-time ... to the Associate AD of Compliance and will serve as day-to-day ... and will serve..

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