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66

Compliance Officer Series Jobs





Job info
 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 03, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will be ... be responsible for:..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 04, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..

 
Company
**********
Location
Metairie, LA
Posted Date
Mar 23, 2023
Info Source
Employer  - Full-Time  90  

Job Information Humana Compliance Officer (Louisiana Medicaid) - Baton Rouge, ... in Louisiana is seeking a Compliance Officer (Compliance Lead) who will ensure compliance with governmental requirements. The Compliance Officer..

 
Company
**********
Location
Temple Terrace, FL
Posted Date
Feb 16, 2024
Info Source
Employer  - Part-Time    90  

... $25.32 per hour POSITION: Code Compliance Officer POSITION NO: 3.116 DEPT: Code ... POSITION NO: 3.116 DEPT: Code Compliance This position is responsible for ... and enforcement activities to..

 
Company
**********
Location
Neosho, MO
Posted Date
Nov 10, 2023
Info Source
Employer  - Full-Time  90  

https://www.neoshomo.gov/Jobs.aspx?UniqueId=106&CommunityJobs=False&JobID=CodesRegulation-Compliance-Officer-42 Thu, 12 Oct 2023 16:46:20 ... Job Title: Codes / Regulation Compliance Officer Status: Full-Time Department: Development Services ... applying city code to determine compliance to a fair and..

 
Company
Dinsmore & Shohl LLP.
Location
Cincinnati, OH
Posted Date
Nov 27, 2022
Info Source
Employer  - Full-Time  90  

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

 
Company
Sandvik Process Systems
Location
Chicago, IL
Posted Date
Aug 11, 2023
Info Source
Employer  - Full-Time  90 

... USA seeks an International Trade Compliance Officer (Remote / Location Flexible in ... Sandvik is seeking a Trade Compliance Officer. Sandvik values enthusiastic, committed people ... The Role US..

 
Company
**********
Location
,
Posted Date
May 28, 2023
Info Source
Employer  - Full-Time  90  

... u003c/strongu003eu003cbru003e u003cbru003e The Deputy Chief Compliance Officer (DCCO)is responsible for identifying, investigating, ... for identifying, investigating, and reporting compliance risks. Assist the Chief Compliance Officer and General Counsel with..

 
Company
**********
Location
Irvine, CA
Posted Date
Dec 04, 2022
Info Source
Employer  - Full-Time  90 

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

 
Company
**********
Location
Waltham, MA
Posted Date
Apr 26, 2023
Info Source
Employer  - Full-Time  90 

... AND SCOPE:The Senior Ethics & Compliance Officer (SECO) will manage the compliance program for several product lines ... and mentored by the VP, Compliance and, ideally, will be viewed..

 
Company
**********
Location
Telford, WA
Posted Date
May 14, 2024
Info Source
Employer  - Full-Time  90 

mfg Solicitors is a forward thinking Worcestershire and West Midlands Practice with an excellent reputation.The Company is an equal opportunity employer and wants all of its employees to have the opportunity ..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Sep 16, 2022
Info Source
Employer  - Full-Time  90 

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

 
Company
**********
Location
Chicago, IL
Posted Date
May 18, 2022
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with securities ... foreign exchange activity. Responsibilities: The Compliance Officer – Forex and Commodities will ... will be responsible..

 
Company
**********
Location
Reading, PA
Posted Date
May 15, 2024
Info Source
Employer  - Full-Time  90 

... approach is reflected in a series of rankings, nominations and awards ... , with hybrid working. Risk Manager/Compliance Officer (Full-time or Part-time – 4 ... help manage the overall..

 
Company
Bankers' Compliance Group, Inc
Location
San Gabriel, CA
Posted Date
Oct 08, 2022
Info Source
Employer  - Full-Time  90 

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

 
Company
**********
Location
, MI
Posted Date
May 21, 2023
Info Source
Employer  - Full-Time  90  

Job Description The Corporate Compliance Sr Manager is responsible for ... execution, and oversight of the compliance program activities and deliverables of ... oversee the activities of other compliance team..

 
Company
**********
Location
Tipperary, MO
Posted Date
Feb 24, 2023
Info Source
Recruiter  - Full-Time  90  

... the Limerick/Tipperary area, requires a compliance officer. You will be joining an ... their industry. This is a compliance officer job in a rapidly changing ... Your duties will..

 
Company
**********
Location
Tampa, FL
Posted Date
Mar 16, 2022
Info Source
Employer  - Full-Time  90  

... Promotion potential 5 Job family (Series) 0526 Tax Specialist Supervisory status ... resources and materials. Knowledge of compliance programs, including pre-filing and post-filing ... work of subordinates; promote voluntary..

 
Company
**********
Location
Cincinnati, OH
Posted Date
Feb 16, 2023
Info Source
Employer  - Full-Time  90  

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

 
Company
**********
Location
Greenwich, CT
Posted Date
Mar 01, 2023
Info Source
Employer  - Full-Time  90  

... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s lead compliance officer in key areas, including the ... each of these..

 
Company
Interactive Brokers Group, Inc.
Location
Chicago, IL
Posted Date
Feb 02, 2023
Info Source
Employer  - Full-Time  90  

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to:..

 
Company
**********
Location
Gloucester, MA
Posted Date
Dec 17, 2023
Info Source
Employer  - Full-Time  90 

https://www.gloucester-ma.gov/Jobs.aspx?UniqueId=76&CommunityJobs=False&JobID=Compliance-OfficerAssistant-Emergency-Ma-481 Wed, 13 Dec 2023 14:19:15 ... applications for the position of Compliance Officer/Assistant Emergency Management Director. This person ... to ensure health and safety compliance in order to meet..

 
Company
**********
Location
Baton Rouge, LA
Posted Date
Apr 06, 2022
Info Source
Employer  - Full-Time  90  

Job Information Humana Contract Compliance Officer (Louisiana Medicaid) - Baton Rouge, ... Louisiana is seeking a Contract Compliance Officer (Compliance Lead) who will ensure compliance with governmental requirements. The Contract..

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