THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
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Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..
... for a motivated and talented compliance officer who is familiar with securities ... experience at a regulatory agency, exchange or law firm. In particular, ... Commodity Trading Advisors. Knowledge..
... for a motivated and talented compliance officer who is familiar with securities ... experience at a regulatory agency, exchange or law firm. In particular, ... back office functions. Responsibilities:..
... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s lead compliance officer in key areas, including the ... Access and Orderly..
... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to:..
