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15

Compliance Officer – Brokers Dealers Jobs






Job info
 
Company
**********
Location
Chicago, IL
Posted Date
Feb 18, 2021
Info Source
Employer  - Full-Time  90  

... Information Deloitte Corporate Finance Senior Compliance Analyst in Chicago Illinois Corporate ... in Chicago Illinois Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance ... Finance LLC is seeking a..

 
Company
**********
Location
Charlotte, NC
Posted Date
Feb 23, 2021
Info Source
Employer  - Full-Time  90  

... Information Deloitte Corporate Finance Senior Compliance Analyst in Charlotte North Carolina ... Charlotte North Carolina Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance ... Finance LLC is seeking a..

 
Company
**********
Location
New York City, NY
Posted Date
Feb 23, 2021
Info Source
Employer  - Full-Time  90  

... Information Deloitte Corporate Finance Senior Compliance Analyst in New York New ... York New York Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance ... Finance LLC is seeking a..

 
Company
**********
Location
Greenwich, CT
Posted Date
Jan 22, 2022
Info Source
Employer  - Full-Time  90  

Job Description Interactive Brokers is looking for a motivated ... for a motivated and talented compliance officer who is familiar with securities ... and back-office functions. Responsibilities: The Compliance Analyst..

 
Company
Interactive Brokers Group, Inc.
Location
Chicago, IL
Posted Date
Feb 02, 2023
Info Source
Employer  - Full-Time  90  

Job Description Interactive Brokers is looking for a motivated, ... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary..

 
Company
**********
Location
Greenwich, CT
Posted Date
Mar 01, 2023
Info Source
Employer  - Full-Time  90  

Interactive Brokers LLC, a subsidiary of Interactive ... LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is ... investors, financial advisors, and introducing brokers. Our clients can access..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 20, 2021
Info Source
Employer  - Full-Time  90  

Job Description The Deputy of Compliance Technology position requires knowledge and ... non-financial regulatory reporting obligations of brokers and futures commission merchants. This ... commodities regulatory reporting obligations. Provide compliance..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 04, 2021
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking for a motivated ... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 03, 2021
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking for a motivated ... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor..

 
Company
**********
Location
Chicago, IL
Posted Date
Aug 07, 2021
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking to hire a ... is looking to hire a Compliance Project Manager in the Chicago ... to the Deputy Chief Regulator Officer and will work closely..

 
Company
**********
Location
Cincinnati, OH
Posted Date
Feb 09, 2022
Info Source
Employer  - Full-Time  90 

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

Job Description Interactive Brokers is looking for a motivated, ... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary..

 
Company
Dinsmore & Shohl LLP.
Location
Cincinnati, OH
Posted Date
Mar 05, 2022
Info Source
Employer  - Full-Time  90  

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

 
Company
**********
Location
Cincinnati, OH
Posted Date
Feb 16, 2023
Info Source
Employer  - Full-Time  90  

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

 
Company
**********
Location
Chicago, IL
Posted Date
May 18, 2022
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking for a motivated ... for a motivated and talented compliance officer who is familiar with securities ... foreign exchange activity. Responsibilities: The Compliance Officer – Forex..

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