Compliance Monitoring Systems Jobs in Greenwich, Connecticut | ComplianceCrossing.com


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16

Compliance Monitoring Systems Jobs in Greenwich






Job info
 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
May 22, 2021
Info Source
Employer  - Full-Time  90  

... is looking to hire a Compliance Analyst at the Chicago or ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial advisor..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 20, 2021
Info Source
Employer  - Full-Time  90  

Job Description The Deputy of Compliance Technology position requires knowledge and ... This person will help design systems to comply with these regulatory ... commodities regulatory reporting obligations. Provide compliance..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 03, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Feb 07, 2022
Info Source
Employer  - Full-Time  90  

Description The Supply Chain Professional 2 reports through Humana's Pharmacy Supply Chain and performs DSCSA (Drug Supply Chain Security Act) compliance related tasks in support of Humana's Pharmacy inventory receiving operations. ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 30, 2022
Info Source
Employer  - Full-Time  90  

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
Apr 15, 2022
Info Source
Employer  - Full-Time  90  

... is looking to hire a Compliance Analyst at the Chicago or ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial advisor..

 
Company
Humana Inc.
Location
Bridgeport, CT
Posted Date
Sep 24, 2021
Info Source
Employer  - Full-Time  90  

Job Information Humana Senior Compliance Professional-Remote/Virtual in US in Bridgeport ... Bridgeport Connecticut Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with governmental requirements. The..

 
Company
**********
Location
Greenwich, CT
Posted Date
Dec 07, 2021
Info Source
Employer  - Full-Time  90  

... is looking for an experienced Compliance professional with a background in ... in regulatory reporting including such systems as: FINRA OATS and stock ... specific focus on regulatory reporting..

 
Company
**********
Location
Greenwich, CT
Posted Date
Mar 01, 2023
Info Source
Employer  - Full-Time  90  

Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ..

 
Company
**********
Location
Pearl River, NY
Posted Date
Mar 02, 2022
Info Source
Employer  - Full-Time  90  

... Research & Development (VRD) Clinical Compliance Head and Research Informatics Head ... translated for use downstream where systems must be configured for biospecimen ... requirements. This role will ensure..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 30, 2022
Info Source
Employer  - Full-Time  90  

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..

 
Company
**********
Location
Greenwich, CT
Posted Date
Feb 11, 2023
Info Source
Employer  - Full-Time  90  

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... Assurance (“QA”) - Testing &..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 27, 2022
Info Source
Employer  - Full-Time  90  

... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be ... focus will be to: Support..

 
Company
Humana Inc.
Location
Bridgeport, CT
Posted Date
Sep 03, 2022
Info Source
Employer  - Full-Time  90  

Job Information Humana Senior Compliance Professional, Specialty Compliance in Bridgeport Connecticut Description The ... Bridgeport Connecticut Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with..

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