Compliance Monitoring Analyst Jobs in Connecticut

Description The Compliance Lead (SNP) ensures compliance with governmental requirements. The Compliance Lead works on problems of ... moderate to substantial. Responsibilities The Compliance Lead (SNP) develops and implements .....

... is looking to hire a Compliance Analyst at the Chicago or Greenwich ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial..

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..

... is looking for an experienced Compliance Analyst with 5 years of experience ... years of experience in a compliance role, preferably in the commodities ... position is responsible for..

Job Information Humana Compliance Lead - Remote in Bridgeport ... in Bridgeport Connecticut Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of .....

... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..

Job Information Humana Senior Compliance Professional-Remote/Virtual in US in Bridgeport ... Bridgeport Connecticut Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with governmental requirements. The..

... is looking to hire a Compliance Analyst at the Chicago or Greenwich ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial..

... is looking for an experienced Compliance Analyst with 5 years of experience ... years of experience in a compliance role, preferably in the commodities ... position is responsible for..

Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of ... & Analytics to ensure continued compliance through innovative product offerings and ... and..

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..

Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with governmental requirements. The Senior Compliance Professional work assignments involve moderately ... variable factors. Responsibilities The Senior..

Description The Supply Chain Professional 2 reports through Humana's Pharmacy Supply Chain and performs DSCSA (Drug Supply Chain Security Act) compliance related tasks in support of Humana's Pharmacy inventory receiving operations. ..

Description Humana is seeking a Software Entitlement and Compliance Specialist who will be accountable for partnering with specific business areas to support both hardware and software asset management processes including full ..

Description The MarketPoint Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with governmental requirements. The Senior Compliance Professional works assignments involve moderately ... well-being Responsibilities The MarketPoint..

... for a motivated and talented compliance officer who is familiar with ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and Back ... various responsibilities, including: Providing..

Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..

Description The Compliance Lead ensures compliance with governmental requirements and works ... include: Responsible for effectiveness of compliance program which includes metrics, reporting, ... process improvements and automation to compliance..

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... Assurance (“QA”) - Testing &..

... for a motivated and talented compliance analyst who is familiar with U.S. ... experience in regulatory exam management, compliance testing, and policy management. Responsibilities ... policy management. Responsibilities The..

Job Information Humana Senior Compliance Professional, Specialty Compliance in Bridgeport Connecticut Description The ... Bridgeport Connecticut Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with..

... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be to: ... focus will be to:..

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will be to: ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps..